Journals to employ an associate editor with systematic review expertise
Systematic review sin type . | Explanation . | Solution . |
---|---|---|
Superficial | Narrow minor topics of questionable clinical value that are often done as student projects | Senior authors to show more responsibility and undertake some form of prioritization exercises with patients and clinicians |
Salami | Chopping up a topic into several smaller pieces in order to obtain as many publications as possible | Editors to spot and decline potential salami topics and encourage broader reviews |
Selective | Failing to register the protocol for a systematic review and only reporting the outcomes that look interesting | Funders and journals to make prospective registration on PROSPERO mandatory |
Sloppy | Poorly reported reviews that fail to comply with basic PRISMA reporting guidance | Journal editors to require authors to complete PRISMA checklist and to check those responses |
Seen before | Covert duplication of existing reviews | Readers to expose and journals to investigate and retract if response inadequate |
Specious | Reviews that give an air or spurious precision by presenting lots of numbers and statistical methods yet fail to engage with content expertise to make any sense of the topic | Review teams to include content experts Journals to employ an associate editor with systematic review expertise |
Seriously wrong | Sausage factory reviews that get past journal editors, but which contain serious errors such as including the same study more than once in a meta-analysis | All systematic reviews with meta-analysis should be sent for statistical and content expertise review |
Adapted with permission from Williams. 10
Checklist of questions, considerations and tips for critical appraisal of systematic reviews
Item . | Comments . |
---|---|
Is there a clear PICO and is it relevant to clinical practice? Is it clear and appropriate? | |
Are there any conflicts of interests or financial considerations? Does the introduction provide a compelling reason for the systematic review to be performed? Are there other similar systematic reviews, perhaps not even referenced in this paper? | |
Is this systematic review registered on PROSPERO? Was the protocol adhered to and if not, was this justified? | |
Has a PRISMA checklist been completed and is this accurate? Pay particular attention to reporting of bias | |
Consider using a formal checklist, e.g. AMSTAR 2 If meta-analysis was performed, was it appropriate to combine the studies? Were weighted techniques used to combine study results and adjusted for heterogeneity if present? If heterogeneity was present were sources of this investigated? Did authors assess the potential impact of risk of bias from individual studies? | |
Do the conclusions correlate with the results? (If not, is there misleading reporting, misleading interpretation, inappropriate extrapolation?) Do the authors make recommendations for clinical practice which are not supported by the study’s findings? Is the title misleading? Is there evidence of selective reporting? | |
What are the main positives and negatives? Consider the internal validity; are the results true? If they are true; consider external validity; are the (true) results applicable to my patient group? How similar are the study participants to my patient? Do the outcomes make sense to me? What was the magnitude of treatment effects? (Calculate NNT) What were the adverse events? What are my patients’ values and preferences? |
Item . | Comments . |
---|---|
Is there a clear PICO and is it relevant to clinical practice? Is it clear and appropriate? | |
Are there any conflicts of interests or financial considerations? Does the introduction provide a compelling reason for the systematic review to be performed? Are there other similar systematic reviews, perhaps not even referenced in this paper? | |
Is this systematic review registered on PROSPERO? Was the protocol adhered to and if not, was this justified? | |
Has a PRISMA checklist been completed and is this accurate? Pay particular attention to reporting of bias | |
Consider using a formal checklist, e.g. AMSTAR 2 If meta-analysis was performed, was it appropriate to combine the studies? Were weighted techniques used to combine study results and adjusted for heterogeneity if present? If heterogeneity was present were sources of this investigated? Did authors assess the potential impact of risk of bias from individual studies? | |
Do the conclusions correlate with the results? (If not, is there misleading reporting, misleading interpretation, inappropriate extrapolation?) Do the authors make recommendations for clinical practice which are not supported by the study’s findings? Is the title misleading? Is there evidence of selective reporting? | |
What are the main positives and negatives? Consider the internal validity; are the results true? If they are true; consider external validity; are the (true) results applicable to my patient group? How similar are the study participants to my patient? Do the outcomes make sense to me? What was the magnitude of treatment effects? (Calculate NNT) What were the adverse events? What are my patients’ values and preferences? |
NNT, number needed to treat.
Considering each question suggested in our checklist when faced with yet another systematic review draws a timely conclusion on its quality and application to clinical practice, when acting as a reviewer or reader. Although the checklist may sound exhaustive and time-consuming, we recommend cutting it short if there are major red flags early on, such as absence of a protocol or assessment of RoB. Given the growing number of systematic reviews, having an efficient and succinct aide for appraising articles saves the reader time and energy, while simplifying the decision regarding what merits a change in clinical practice. Our intention is not to criticize others’ well-intentioned efforts, but to improve standards of reliable evidence to inform patient care.
Systematic reviews of randomized controlled trials offer one of the best methods to summarize the evidence surrounding therapeutic interventions for skin conditions.
The number of systematic reviews in the dermatology literature is increasing rapidly.
The quality of dermatology systematic reviews is generally poor.
We describe a checklist for the busy clinician or reviewer to consider when faced with a systematic review.
Key factors to consider include: determining the review motivation, establishing if the study protocol was prepublished, assessing quality of reporting and study quality using PRISMA, and AMSTAR 2 critical appraisal checklists, and assessing for evidence of spin.
Summarizing the main qualities and limitations of a systematic review will help to determine if the review is robust enough to potentially change clinical practice for patient benefit.
This research received no specific grant from any funding agency in the public, commercial or not-for-profit sectors.
No new data generated.
Ethical approval: not applicable. Informed consent: not applicable.
Moher D , Liberati A , Tetzlaff J et al. Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement . Ann Intern Med 2009 ; 151 : 264 – 9 .
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To demonstrate up-to-date knowledge on assessing systematic reviews.
Which of the following critical appraisal checklists is useful for assessment of items that should be reported in a systematic review?
Which one of the following statements is correct?
The number of published systematic reviews in the dermatology literature is falling.
The quality of published dermatology systematic reviews is generally very good.
Publishing details of the PRISMA checklist in a systematic review indicates that the study quality is high.
External validity refers to the applicability of results to your patient group.
Internal validity refers to the applicability of results to your patient group.
Spin in systematic reviews can be described by which one of the following measures?
Authors declaring all conflicts of interest.
Title suggesting beneficial effect not supported by findings.
Adequate reporting of study limitations.
Conclusion formulating recommendations for clinical practice supported by findings.
Reporting a departure from study protocol that may modify interpretation of results.
PICO stands for which of the following.
PubMed, inclusion, comparator, outcome.
Population, items, comparator, outcome.
Population, intervention, context, observations.
Protocol, intervention, certainty, outcome.
Population, intervention, comparator, outcome.
Publication of a systematic review study protocol can be found at which source?
Cochrane Library.
ClinicalTrials.gov.
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Critical appraisal.
Some reviews require a critical appraisal for each study that makes it through the screening process. This involves a risk of bias assessment and/or a quality assessment. The goal of these reviews is not just to find all of the studies, but to determine their methodological rigor, and therefore, their credibility.
"Critical appraisal is the balanced assessment of a piece of research, looking for its strengths and weaknesses and them coming to a balanced judgement about its trustworthiness and its suitability for use in a particular context." 1
It's important to consider the impact that poorly designed studies could have on your findings and to rule out inaccurate or biased work.
Selection of a valid critical appraisal tool, testing the tool with several of the selected studies, and involving two or more reviewers in the appraisal are good practices to follow.
1. Purssell E, McCrae N. How to Perform a Systematic Literature Review: A Guide for Healthcare Researchers, Practitioners and Students. 1st ed. Springer ; 2020.
Systematic Reviews volume 12 , Article number: 96 ( 2023 ) Cite this article
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Data continue to accumulate indicating that many systematic reviews are methodologically flawed, biased, redundant, or uninformative. Some improvements have occurred in recent years based on empirical methods research and standardization of appraisal tools; however, many authors do not routinely or consistently apply these updated methods. In addition, guideline developers, peer reviewers, and journal editors often disregard current methodological standards. Although extensively acknowledged and explored in the methodological literature, most clinicians seem unaware of these issues and may automatically accept evidence syntheses (and clinical practice guidelines based on their conclusions) as trustworthy.
A plethora of methods and tools are recommended for the development and evaluation of evidence syntheses. It is important to understand what these are intended to do (and cannot do) and how they can be utilized. Our objective is to distill this sprawling information into a format that is understandable and readily accessible to authors, peer reviewers, and editors. In doing so, we aim to promote appreciation and understanding of the demanding science of evidence synthesis among stakeholders. We focus on well-documented deficiencies in key components of evidence syntheses to elucidate the rationale for current standards. The constructs underlying the tools developed to assess reporting, risk of bias, and methodological quality of evidence syntheses are distinguished from those involved in determining overall certainty of a body of evidence. Another important distinction is made between those tools used by authors to develop their syntheses as opposed to those used to ultimately judge their work.
Exemplar methods and research practices are described, complemented by novel pragmatic strategies to improve evidence syntheses. The latter include preferred terminology and a scheme to characterize types of research evidence. We organize best practice resources in a Concise Guide that can be widely adopted and adapted for routine implementation by authors and journals. Appropriate, informed use of these is encouraged, but we caution against their superficial application and emphasize their endorsement does not substitute for in-depth methodological training. By highlighting best practices with their rationale, we hope this guidance will inspire further evolution of methods and tools that can advance the field.
Evidence syntheses are commonly regarded as the foundation of evidence-based medicine (EBM). They are widely accredited for providing reliable evidence and, as such, they have significantly influenced medical research and clinical practice. Despite their uptake throughout health care and ubiquity in contemporary medical literature, some important aspects of evidence syntheses are generally overlooked or not well recognized. Evidence syntheses are mostly retrospective exercises, they often depend on weak or irreparably flawed data, and they may use tools that have acknowledged or yet unrecognized limitations. They are complicated and time-consuming undertakings prone to bias and errors. Production of a good evidence synthesis requires careful preparation and high levels of organization in order to limit potential pitfalls [ 1 ]. Many authors do not recognize the complexity of such an endeavor and the many methodological challenges they may encounter. Failure to do so is likely to result in research and resource waste.
Given their potential impact on people’s lives, it is crucial for evidence syntheses to correctly report on the current knowledge base. In order to be perceived as trustworthy, reliable demonstration of the accuracy of evidence syntheses is equally imperative [ 2 ]. Concerns about the trustworthiness of evidence syntheses are not recent developments. From the early years when EBM first began to gain traction until recent times when thousands of systematic reviews are published monthly [ 3 ] the rigor of evidence syntheses has always varied. Many systematic reviews and meta-analyses had obvious deficiencies because original methods and processes had gaps, lacked precision, and/or were not widely known. The situation has improved with empirical research concerning which methods to use and standardization of appraisal tools. However, given the geometrical increase in the number of evidence syntheses being published, a relatively larger pool of unreliable evidence syntheses is being published today.
Publication of methodological studies that critically appraise the methods used in evidence syntheses is increasing at a fast pace. This reflects the availability of tools specifically developed for this purpose [ 4 , 5 , 6 ]. Yet many clinical specialties report that alarming numbers of evidence syntheses fail on these assessments. The syntheses identified report on a broad range of common conditions including, but not limited to, cancer, [ 7 ] chronic obstructive pulmonary disease, [ 8 ] osteoporosis, [ 9 ] stroke, [ 10 ] cerebral palsy, [ 11 ] chronic low back pain, [ 12 ] refractive error, [ 13 ] major depression, [ 14 ] pain, [ 15 ] and obesity [ 16 , 17 ]. The situation is even more concerning with regard to evidence syntheses included in clinical practice guidelines (CPGs) [ 18 , 19 , 20 ]. Astonishingly, in a sample of CPGs published in 2017–18, more than half did not apply even basic systematic methods in the evidence syntheses used to inform their recommendations [ 21 ].
These reports, while not widely acknowledged, suggest there are pervasive problems not limited to evidence syntheses that evaluate specific kinds of interventions or include primary research of a particular study design (eg, randomized versus non-randomized) [ 22 ]. Similar concerns about the reliability of evidence syntheses have been expressed by proponents of EBM in highly circulated medical journals [ 23 , 24 , 25 , 26 ]. These publications have also raised awareness about redundancy, inadequate input of statistical expertise, and deficient reporting. These issues plague primary research as well; however, there is heightened concern for the impact of these deficiencies given the critical role of evidence syntheses in policy and clinical decision-making.
Several international consortiums of EBM experts and national health care organizations currently provide detailed guidance (Table 1 ). They draw criteria from the reporting and methodological standards of currently recommended appraisal tools, and regularly review and update their methods to reflect new information and changing needs. In addition, they endorse the Grading of Recommendations Assessment, Development and Evaluation (GRADE) system for rating the overall quality of a body of evidence [ 27 ]. These groups typically certify or commission systematic reviews that are published in exclusive databases (eg, Cochrane, JBI) or are used to develop government or agency sponsored guidelines or health technology assessments (eg, National Institute for Health and Care Excellence [NICE], Scottish Intercollegiate Guidelines Network [SIGN], Agency for Healthcare Research and Quality [AHRQ]). They offer developers of evidence syntheses various levels of methodological advice, technical and administrative support, and editorial assistance. Use of specific protocols and checklists are required for development teams within these groups, but their online methodological resources are accessible to any potential author.
Notably, Cochrane is the largest single producer of evidence syntheses in biomedical research; however, these only account for 15% of the total [ 28 ]. The World Health Organization requires Cochrane standards be used to develop evidence syntheses that inform their CPGs [ 29 ]. Authors investigating questions of intervention effectiveness in syntheses developed for Cochrane follow the Methodological Expectations of Cochrane Intervention Reviews [ 30 ] and undergo multi-tiered peer review [ 31 , 32 ]. Several empirical evaluations have shown that Cochrane systematic reviews are of higher methodological quality compared with non-Cochrane reviews [ 4 , 7 , 9 , 11 , 14 , 32 , 33 , 34 , 35 ]. However, some of these assessments have biases: they may be conducted by Cochrane-affiliated authors, and they sometimes use scales and tools developed and used in the Cochrane environment and by its partners. In addition, evidence syntheses published in the Cochrane database are not subject to space or word restrictions, while non-Cochrane syntheses are often limited. As a result, information that may be relevant to the critical appraisal of non-Cochrane reviews is often removed or is relegated to online-only supplements that may not be readily or fully accessible [ 28 ].
Many authors are familiar with the evidence syntheses produced by the leading EBM organizations but can be intimidated by the time and effort necessary to apply their standards. Instead of following their guidance, authors may employ methods that are discouraged or outdated 28]. Suboptimal methods described in in the literature may then be taken up by others. For example, the Newcastle–Ottawa Scale (NOS) is a commonly used tool for appraising non-randomized studies [ 36 ]. Many authors justify their selection of this tool with reference to a publication that describes the unreliability of the NOS and recommends against its use [ 37 ]. Obviously, the authors who cite this report for that purpose have not read it. Authors and peer reviewers have a responsibility to use reliable and accurate methods and not copycat previous citations or substandard work [ 38 , 39 ]. Similar cautions may potentially extend to automation tools. These have concentrated on evidence searching [ 40 ] and selection given how demanding it is for humans to maintain truly up-to-date evidence [ 2 , 41 ]. Cochrane has deployed machine learning to identify randomized controlled trials (RCTs) and studies related to COVID-19, [ 2 , 42 ] but such tools are not yet commonly used [ 43 ]. The routine integration of automation tools in the development of future evidence syntheses should not displace the interpretive part of the process.
Editorials about unreliable or misleading systematic reviews highlight several of the intertwining factors that may contribute to continued publication of unreliable evidence syntheses: shortcomings and inconsistencies of the peer review process, lack of endorsement of current standards on the part of journal editors, the incentive structure of academia, industry influences, publication bias, and the lure of “predatory” journals [ 44 , 45 , 46 , 47 , 48 ]. At this juncture, clarification of the extent to which each of these factors contribute remains speculative, but their impact is likely to be synergistic.
Over time, the generalized acceptance of the conclusions of systematic reviews as incontrovertible has affected trends in the dissemination and uptake of evidence. Reporting of the results of evidence syntheses and recommendations of CPGs has shifted beyond medical journals to press releases and news headlines and, more recently, to the realm of social media and influencers. The lay public and policy makers may depend on these outlets for interpreting evidence syntheses and CPGs. Unfortunately, communication to the general public often reflects intentional or non-intentional misrepresentation or “spin” of the research findings [ 49 , 50 , 51 , 52 ] News and social media outlets also tend to reduce conclusions on a body of evidence and recommendations for treatment to binary choices (eg, “do it” versus “don’t do it”) that may be assigned an actionable symbol (eg, red/green traffic lights, smiley/frowning face emoji).
Many authors and peer reviewers are volunteer health care professionals or trainees who lack formal training in evidence synthesis [ 46 , 53 ]. Informing them about research methodology could increase the likelihood they will apply rigorous methods [ 25 , 33 , 45 ]. We tackle this challenge, from both a theoretical and a practical perspective, by offering guidance applicable to any specialty. It is based on recent methodological research that is extensively referenced to promote self-study. However, the information presented is not intended to be substitute for committed training in evidence synthesis methodology; instead, we hope to inspire our target audience to seek such training. We also hope to inform a broader audience of clinicians and guideline developers influenced by evidence syntheses. Notably, these communities often include the same members who serve in different capacities.
In the following sections, we highlight methodological concepts and practices that may be unfamiliar, problematic, confusing, or controversial. In Part 2, we consider various types of evidence syntheses and the types of research evidence summarized by them. In Part 3, we examine some widely used (and misused) tools for the critical appraisal of systematic reviews and reporting guidelines for evidence syntheses. In Part 4, we discuss how to meet methodological conduct standards applicable to key components of systematic reviews. In Part 5, we describe the merits and caveats of rating the overall certainty of a body of evidence. Finally, in Part 6, we summarize suggested terminology, methods, and tools for development and evaluation of evidence syntheses that reflect current best practices.
A good foundation for the development of evidence syntheses requires an appreciation of their various methodologies and the ability to correctly identify the types of research potentially available for inclusion in the synthesis.
Systematic reviews have historically focused on the benefits and harms of interventions; over time, various types of systematic reviews have emerged to address the diverse information needs of clinicians, patients, and policy makers [ 54 ] Systematic reviews with traditional components have become defined by the different topics they assess (Table 2.1 ). In addition, other distinctive types of evidence syntheses have evolved, including overviews or umbrella reviews, scoping reviews, rapid reviews, and living reviews. The popularity of these has been increasing in recent years [ 55 , 56 , 57 , 58 ]. A summary of the development, methods, available guidance, and indications for these unique types of evidence syntheses is available in Additional File 2 A.
Both Cochrane [ 30 , 59 ] and JBI [ 60 ] provide methodologies for many types of evidence syntheses; they describe these with different terminology, but there is obvious overlap (Table 2.2 ). The majority of evidence syntheses published by Cochrane (96%) and JBI (62%) are categorized as intervention reviews. This reflects the earlier development and dissemination of their intervention review methodologies; these remain well-established [ 30 , 59 , 61 ] as both organizations continue to focus on topics related to treatment efficacy and harms. In contrast, intervention reviews represent only about half of the total published in the general medical literature, and several non-intervention review types contribute to a significant proportion of the other half.
There is consensus on the importance of using multiple study designs in evidence syntheses; at the same time, there is a lack of agreement on methods to identify included study designs. Authors of evidence syntheses may use various taxonomies and associated algorithms to guide selection and/or classification of study designs. These tools differentiate categories of research and apply labels to individual study designs (eg, RCT, cross-sectional). A familiar example is the Design Tree endorsed by the Centre for Evidence-Based Medicine [ 70 ]. Such tools may not be helpful to authors of evidence syntheses for multiple reasons.
Suboptimal levels of agreement and accuracy even among trained methodologists reflect challenges with the application of such tools [ 71 , 72 ]. Problematic distinctions or decision points (eg, experimental or observational, controlled or uncontrolled, prospective or retrospective) and design labels (eg, cohort, case control, uncontrolled trial) have been reported [ 71 ]. The variable application of ambiguous study design labels to non-randomized studies is common, making them especially prone to misclassification [ 73 ]. In addition, study labels do not denote the unique design features that make different types of non-randomized studies susceptible to different biases, including those related to how the data are obtained (eg, clinical trials, disease registries, wearable devices). Given this limitation, it is important to be aware that design labels preclude the accurate assignment of non-randomized studies to a “level of evidence” in traditional hierarchies [ 74 ].
These concerns suggest that available tools and nomenclature used to distinguish types of research evidence may not uniformly apply to biomedical research and non-health fields that utilize evidence syntheses (eg, education, economics) [ 75 , 76 ]. Moreover, primary research reports often do not describe study design or do so incompletely or inaccurately; thus, indexing in PubMed and other databases does not address the potential for misclassification [ 77 ]. Yet proper identification of research evidence has implications for several key components of evidence syntheses. For example, search strategies limited by index terms using design labels or study selection based on labels applied by the authors of primary studies may cause inconsistent or unjustified study inclusions and/or exclusions [ 77 ]. In addition, because risk of bias (RoB) tools consider attributes specific to certain types of studies and study design features, results of these assessments may be invalidated if an inappropriate tool is used. Appropriate classification of studies is also relevant for the selection of a suitable method of synthesis and interpretation of those results.
An alternative to these tools and nomenclature involves application of a few fundamental distinctions that encompass a wide range of research designs and contexts. While these distinctions are not novel, we integrate them into a practical scheme (see Fig. 1 ) designed to guide authors of evidence syntheses in the basic identification of research evidence. The initial distinction is between primary and secondary studies. Primary studies are then further distinguished by: 1) the type of data reported (qualitative or quantitative); and 2) two defining design features (group or single-case and randomized or non-randomized). The different types of studies and study designs represented in the scheme are described in detail in Additional File 2 B. It is important to conceptualize their methods as complementary as opposed to contrasting or hierarchical [ 78 ]; each offers advantages and disadvantages that determine their appropriateness for answering different kinds of research questions in an evidence synthesis.
Distinguishing types of research evidence
Application of these basic distinctions may avoid some of the potential difficulties associated with study design labels and taxonomies. Nevertheless, debatable methodological issues are raised when certain types of research identified in this scheme are included in an evidence synthesis. We briefly highlight those associated with inclusion of non-randomized studies, case reports and series, and a combination of primary and secondary studies.
When investigating an intervention’s effectiveness, it is important for authors to recognize the uncertainty of observed effects reported by studies with high RoB. Results of statistical analyses that include such studies need to be interpreted with caution in order to avoid misleading conclusions [ 74 ]. Review authors may consider excluding randomized studies with high RoB from meta-analyses. Non-randomized studies of intervention (NRSI) are affected by a greater potential range of biases and thus vary more than RCTs in their ability to estimate a causal effect [ 79 ]. If data from NRSI are synthesized in meta-analyses, it is helpful to separately report their summary estimates [ 6 , 74 ].
Nonetheless, certain design features of NRSI (eg, which parts of the study were prospectively designed) may help to distinguish stronger from weaker ones. Cochrane recommends that authors of a review including NRSI focus on relevant study design features when determining eligibility criteria instead of relying on non-informative study design labels [ 79 , 80 ] This process is facilitated by a study design feature checklist; guidance on using the checklist is included with developers’ description of the tool [ 73 , 74 ]. Authors collect information about these design features during data extraction and then consider it when making final study selection decisions and when performing RoB assessments of the included NRSI.
Correctly identified case reports and case series can contribute evidence not well captured by other designs [ 81 ]; in addition, some topics may be limited to a body of evidence that consists primarily of uncontrolled clinical observations. Murad and colleagues offer a framework for how to include case reports and series in an evidence synthesis [ 82 ]. Distinguishing between cohort studies and case series in these syntheses is important, especially for those that rely on evidence from NRSI. Additional data obtained from studies misclassified as case series can potentially increase the confidence in effect estimates. Mathes and Pieper provide authors of evidence syntheses with specific guidance on distinguishing between cohort studies and case series, but emphasize the increased workload involved [ 77 ].
Synthesis of combined evidence from primary and secondary studies may provide a broad perspective on the entirety of available literature on a topic. This is, in fact, the recommended strategy for scoping reviews that may include a variety of sources of evidence (eg, CPGs, popular media). However, except for scoping reviews, the synthesis of data from primary and secondary studies is discouraged unless there are strong reasons to justify doing so.
Combining primary and secondary sources of evidence is challenging for authors of other types of evidence syntheses for several reasons [ 83 ]. Assessments of RoB for primary and secondary studies are derived from conceptually different tools, thus obfuscating the ability to make an overall RoB assessment of a combination of these study types. In addition, authors who include primary and secondary studies must devise non-standardized methods for synthesis. Note this contrasts with well-established methods available for updating existing evidence syntheses with additional data from new primary studies [ 84 , 85 , 86 ]. However, a new review that synthesizes data from primary and secondary studies raises questions of validity and may unintentionally support a biased conclusion because no existing methodological guidance is currently available [ 87 ].
We suggest that journal editors require authors to identify which type of evidence synthesis they are submitting and reference the specific methodology used for its development. This will clarify the research question and methods for peer reviewers and potentially simplify the editorial process. Editors should announce this practice and include it in the instructions to authors. To decrease bias and apply correct methods, authors must also accurately identify the types of research evidence included in their syntheses.
The need to develop criteria to assess the rigor of systematic reviews was recognized soon after the EBM movement began to gain international traction [ 88 , 89 ]. Systematic reviews rapidly became popular, but many were very poorly conceived, conducted, and reported. These problems remain highly prevalent [ 23 ] despite development of guidelines and tools to standardize and improve the performance and reporting of evidence syntheses [ 22 , 28 ]. Table 3.1 provides some historical perspective on the evolution of tools developed specifically for the evaluation of systematic reviews, with or without meta-analysis.
These tools are often interchangeably invoked when referring to the “quality” of an evidence synthesis. However, quality is a vague term that is frequently misused and misunderstood; more precisely, these tools specify different standards for evidence syntheses. Methodological standards address how well a systematic review was designed and performed [ 5 ]. RoB assessments refer to systematic flaws or limitations in the design, conduct, or analysis of research that distort the findings of the review [ 4 ]. Reporting standards help systematic review authors describe the methodology they used and the results of their synthesis in sufficient detail [ 92 ]. It is essential to distinguish between these evaluations: a systematic review may be biased, it may fail to report sufficient information on essential features, or it may exhibit both problems; a thoroughly reported systematic evidence synthesis review may still be biased and flawed while an otherwise unbiased one may suffer from deficient documentation.
We direct attention to the currently recommended tools listed in Table 3.1 but concentrate on AMSTAR-2 (update of AMSTAR [A Measurement Tool to Assess Systematic Reviews]) and ROBIS (Risk of Bias in Systematic Reviews), which evaluate methodological quality and RoB, respectively. For comparison and completeness, we include PRISMA 2020 (update of the 2009 Preferred Reporting Items for Systematic Reviews of Meta-Analyses statement), which offers guidance on reporting standards. The exclusive focus on these three tools is by design; it addresses concerns related to the considerable variability in tools used for the evaluation of systematic reviews [ 28 , 88 , 96 , 97 ]. We highlight the underlying constructs these tools were designed to assess, then describe their components and applications. Their known (or potential) uptake and impact and limitations are also discussed.
Development.
AMSTAR [ 5 ] was in use for a decade prior to the 2017 publication of AMSTAR-2; both provide a broad evaluation of methodological quality of intervention systematic reviews, including flaws arising through poor conduct of the review [ 6 ]. ROBIS, published in 2016, was developed to specifically assess RoB introduced by the conduct of the review; it is applicable to systematic reviews of interventions and several other types of reviews [ 4 ]. Both tools reflect a shift to a domain-based approach as opposed to generic quality checklists. There are a few items unique to each tool; however, similarities between items have been demonstrated [ 98 , 99 ]. AMSTAR-2 and ROBIS are recommended for use by: 1) authors of overviews or umbrella reviews and CPGs to evaluate systematic reviews considered as evidence; 2) authors of methodological research studies to appraise included systematic reviews; and 3) peer reviewers for appraisal of submitted systematic review manuscripts. For authors, these tools may function as teaching aids and inform conduct of their review during its development.
Systematic reviews that include randomized and/or non-randomized studies as evidence can be appraised with AMSTAR-2 and ROBIS. Other characteristics of AMSTAR-2 and ROBIS are summarized in Table 3.2 . Both tools define categories for an overall rating; however, neither tool is intended to generate a total score by simply calculating the number of responses satisfying criteria for individual items [ 4 , 6 ]. AMSTAR-2 focuses on the rigor of a review’s methods irrespective of the specific subject matter. ROBIS places emphasis on a review’s results section— this suggests it may be optimally applied by appraisers with some knowledge of the review’s topic as they may be better equipped to determine if certain procedures (or lack thereof) would impact the validity of a review’s findings [ 98 , 100 ]. Reliability studies show AMSTAR-2 overall confidence ratings strongly correlate with the overall RoB ratings in ROBIS [ 100 , 101 ].
Interrater reliability has been shown to be acceptable for AMSTAR-2 [ 6 , 11 , 102 ] and ROBIS [ 4 , 98 , 103 ] but neither tool has been shown to be superior in this regard [ 100 , 101 , 104 , 105 ]. Overall, variability in reliability for both tools has been reported across items, between pairs of raters, and between centers [ 6 , 100 , 101 , 104 ]. The effects of appraiser experience on the results of AMSTAR-2 and ROBIS require further evaluation [ 101 , 105 ]. Updates to both tools should address items shown to be prone to individual appraisers’ subjective biases and opinions [ 11 , 100 ]; this may involve modifications of the current domains and signaling questions as well as incorporation of methods to make an appraiser’s judgments more explicit. Future revisions of these tools may also consider the addition of standards for aspects of systematic review development currently lacking (eg, rating overall certainty of evidence, [ 99 ] methods for synthesis without meta-analysis [ 105 ]) and removal of items that assess aspects of reporting that are thoroughly evaluated by PRISMA 2020.
A good understanding of what is required to satisfy the standards of AMSTAR-2 and ROBIS involves study of the accompanying guidance documents written by the tools’ developers; these contain detailed descriptions of each item’s standards. In addition, accurate appraisal of a systematic review with either tool requires training. Most experts recommend independent assessment by at least two appraisers with a process for resolving discrepancies as well as procedures to establish interrater reliability, such as pilot testing, a calibration phase or exercise, and development of predefined decision rules [ 35 , 99 , 100 , 101 , 103 , 104 , 106 ]. These methods may, to some extent, address the challenges associated with the diversity in methodological training, subject matter expertise, and experience using the tools that are likely to exist among appraisers.
The standards of AMSTAR, AMSTAR-2, and ROBIS have been used in many methodological studies and epidemiological investigations. However, the increased publication of overviews or umbrella reviews and CPGs has likely been a greater influence on the widening acceptance of these tools. Critical appraisal of the secondary studies considered evidence is essential to the trustworthiness of both the recommendations of CPGs and the conclusions of overviews. Currently both Cochrane [ 55 ] and JBI [ 107 ] recommend AMSTAR-2 and ROBIS in their guidance for authors of overviews or umbrella reviews. However, ROBIS and AMSTAR-2 were released in 2016 and 2017, respectively; thus, to date, limited data have been reported about the uptake of these tools or which of the two may be preferred [ 21 , 106 ]. Currently, in relation to CPGs, AMSTAR-2 appears to be overwhelmingly popular compared to ROBIS. A Google Scholar search of this topic (search terms “AMSTAR 2 AND clinical practice guidelines,” “ROBIS AND clinical practice guidelines” 13 May 2022) found 12,700 hits for AMSTAR-2 and 1,280 for ROBIS. The apparent greater appeal of AMSTAR-2 may relate to its longer track record given the original version of the tool was in use for 10 years prior to its update in 2017.
Barriers to the uptake of AMSTAR-2 and ROBIS include the real or perceived time and resources necessary to complete the items they include and appraisers’ confidence in their own ratings [ 104 ]. Reports from comparative studies available to date indicate that appraisers find AMSTAR-2 questions, responses, and guidance to be clearer and simpler compared with ROBIS [ 11 , 101 , 104 , 105 ]. This suggests that for appraisal of intervention systematic reviews, AMSTAR-2 may be a more practical tool than ROBIS, especially for novice appraisers [ 101 , 103 , 104 , 105 ]. The unique characteristics of each tool, as well as their potential advantages and disadvantages, should be taken into consideration when deciding which tool should be used for an appraisal of a systematic review. In addition, the choice of one or the other may depend on how the results of an appraisal will be used; for example, a peer reviewer’s appraisal of a single manuscript versus an appraisal of multiple systematic reviews in an overview or umbrella review, CPG, or systematic methodological study.
Authors of overviews and CPGs report results of AMSTAR-2 and ROBIS appraisals for each of the systematic reviews they include as evidence. Ideally, an independent judgment of their appraisals can be made by the end users of overviews and CPGs; however, most stakeholders, including clinicians, are unlikely to have a sophisticated understanding of these tools. Nevertheless, they should at least be aware that AMSTAR-2 and ROBIS ratings reported in overviews and CPGs may be inaccurate because the tools are not applied as intended by their developers. This can result from inadequate training of the overview or CPG authors who perform the appraisals, or to modifications of the appraisal tools imposed by them. The potential variability in overall confidence and RoB ratings highlights why appraisers applying these tools need to support their judgments with explicit documentation; this allows readers to judge for themselves whether they agree with the criteria used by appraisers [ 4 , 108 ]. When these judgments are explicit, the underlying rationale used when applying these tools can be assessed [ 109 ].
Theoretically, we would expect an association of AMSTAR-2 with improved methodological rigor and an association of ROBIS with lower RoB in recent systematic reviews compared to those published before 2017. To our knowledge, this has not yet been demonstrated; however, like reports about the actual uptake of these tools, time will tell. Additional data on user experience is also needed to further elucidate the practical challenges and methodological nuances encountered with the application of these tools. This information could potentially inform the creation of unifying criteria to guide and standardize the appraisal of evidence syntheses [ 109 ].
Complete reporting is essential for users to establish the trustworthiness and applicability of a systematic review’s findings. Efforts to standardize and improve the reporting of systematic reviews resulted in the 2009 publication of the PRISMA statement [ 92 ] with its accompanying explanation and elaboration document [ 110 ]. This guideline was designed to help authors prepare a complete and transparent report of their systematic review. In addition, adherence to PRISMA is often used to evaluate the thoroughness of reporting of published systematic reviews [ 111 ]. The updated version, PRISMA 2020 [ 93 ], and its guidance document [ 112 ] were published in 2021. Items on the original and updated versions of PRISMA are organized by the six basic review components they address (title, abstract, introduction, methods, results, discussion). The PRISMA 2020 update is a considerably expanded version of the original; it includes standards and examples for the 27 original and 13 additional reporting items that capture methodological advances and may enhance the replicability of reviews [ 113 ].
The original PRISMA statement fostered the development of various PRISMA extensions (Table 3.3 ). These include reporting guidance for scoping reviews and reviews of diagnostic test accuracy and for intervention reviews that report on the following: harms outcomes, equity issues, the effects of acupuncture, the results of network meta-analyses and analyses of individual participant data. Detailed reporting guidance for specific systematic review components (abstracts, protocols, literature searches) is also available.
The 2009 PRISMA standards [ 92 ] for reporting have been widely endorsed by authors, journals, and EBM-related organizations. We anticipate the same for PRISMA 2020 [ 93 ] given its co-publication in multiple high-impact journals. However, to date, there is a lack of strong evidence for an association between improved systematic review reporting and endorsement of PRISMA 2009 standards [ 43 , 111 ]. Most journals require a PRISMA checklist accompany submissions of systematic review manuscripts. However, the accuracy of information presented on these self-reported checklists is not necessarily verified. It remains unclear which strategies (eg, authors’ self-report of checklists, peer reviewer checks) might improve adherence to the PRISMA reporting standards; in addition, the feasibility of any potentially effective strategies must be taken into consideration given the structure and limitations of current research and publication practices [ 124 ].
Misunderstanding of the roles of these tools and their misapplication may be widespread problems. PRISMA 2020 is a reporting guideline that is most beneficial if consulted when developing a review as opposed to merely completing a checklist when submitting to a journal; at that point, the review is finished, with good or bad methodological choices. However, PRISMA checklists evaluate how completely an element of review conduct was reported, but do not evaluate the caliber of conduct or performance of a review. Thus, review authors and readers should not think that a rigorous systematic review can be produced by simply following the PRISMA 2020 guidelines. Similarly, it is important to recognize that AMSTAR-2 and ROBIS are tools to evaluate the conduct of a review but do not substitute for conceptual methodological guidance. In addition, they are not intended to be simple checklists. In fact, they have the potential for misuse or abuse if applied as such; for example, by calculating a total score to make a judgment about a review’s overall confidence or RoB. Proper selection of a response for the individual items on AMSTAR-2 and ROBIS requires training or at least reference to their accompanying guidance documents.
Not surprisingly, it has been shown that compliance with the PRISMA checklist is not necessarily associated with satisfying the standards of ROBIS [ 125 ]. AMSTAR-2 and ROBIS were not available when PRISMA 2009 was developed; however, they were considered in the development of PRISMA 2020 [ 113 ]. Therefore, future studies may show a positive relationship between fulfillment of PRISMA 2020 standards for reporting and meeting the standards of tools evaluating methodological quality and RoB.
Choice of an appropriate tool for the evaluation of a systematic review first involves identification of the underlying construct to be assessed. For systematic reviews of interventions, recommended tools include AMSTAR-2 and ROBIS for appraisal of conduct and PRISMA 2020 for completeness of reporting. All three tools were developed rigorously and provide easily accessible and detailed user guidance, which is necessary for their proper application and interpretation. When considering a manuscript for publication, training in these tools can sensitize peer reviewers and editors to major issues that may affect the review’s trustworthiness and completeness of reporting. Judgment of the overall certainty of a body of evidence and formulation of recommendations rely, in part, on AMSTAR-2 or ROBIS appraisals of systematic reviews. Therefore, training on the application of these tools is essential for authors of overviews and developers of CPGs. Peer reviewers and editors considering an overview or CPG for publication must hold their authors to a high standard of transparency regarding both the conduct and reporting of these appraisals.
Many authors, peer reviewers, and editors erroneously equate fulfillment of the items on the PRISMA checklist with superior methodological rigor. For direction on methodology, we refer them to available resources that provide comprehensive conceptual guidance [ 59 , 60 ] as well as primers with basic step-by-step instructions [ 1 , 126 , 127 ]. This section is intended to complement study of such resources by facilitating use of AMSTAR-2 and ROBIS, tools specifically developed to evaluate methodological rigor of systematic reviews. These tools are widely accepted by methodologists; however, in the general medical literature, they are not uniformly selected for the critical appraisal of systematic reviews [ 88 , 96 ].
To enable their uptake, Table 4.1 links review components to the corresponding appraisal tool items. Expectations of AMSTAR-2 and ROBIS are concisely stated, and reasoning provided.
Issues involved in meeting the standards for seven review components (identified in bold in Table 4.1 ) are addressed in detail. These were chosen for elaboration for one (or both) of two reasons: 1) the component has been identified as potentially problematic for systematic review authors based on consistent reports of their frequent AMSTAR-2 or ROBIS deficiencies [ 9 , 11 , 15 , 88 , 128 , 129 ]; and/or 2) the review component is judged by standards of an AMSTAR-2 “critical” domain. These have the greatest implications for how a systematic review will be appraised: if standards for any one of these critical domains are not met, the review is rated as having “critically low confidence.”
Specific and unambiguous research questions may have more value for reviews that deal with hypothesis testing. Mnemonics for the various elements of research questions are suggested by JBI and Cochrane (Table 2.1 ). These prompt authors to consider the specialized methods involved for developing different types of systematic reviews; however, while inclusion of the suggested elements makes a review compliant with a particular review’s methods, it does not necessarily make a research question appropriate. Table 4.2 lists acronyms that may aid in developing the research question. They include overlapping concepts of importance in this time of proliferating reviews of uncertain value [ 130 ]. If these issues are not prospectively contemplated, systematic review authors may establish an overly broad scope, or develop runaway scope allowing them to stray from predefined choices relating to key comparisons and outcomes.
Once a research question is established, searching on registry sites and databases for existing systematic reviews addressing the same or a similar topic is necessary in order to avoid contributing to research waste [ 131 ]. Repeating an existing systematic review must be justified, for example, if previous reviews are out of date or methodologically flawed. A full discussion on replication of intervention systematic reviews, including a consensus checklist, can be found in the work of Tugwell and colleagues [ 84 ].
Protocol development is considered a core component of systematic reviews [ 125 , 126 , 132 ]. Review protocols may allow researchers to plan and anticipate potential issues, assess validity of methods, prevent arbitrary decision-making, and minimize bias that can be introduced by the conduct of the review. Registration of a protocol that allows public access promotes transparency of the systematic review’s methods and processes and reduces the potential for duplication [ 132 ]. Thinking early and carefully about all the steps of a systematic review is pragmatic and logical and may mitigate the influence of the authors’ prior knowledge of the evidence [ 133 ]. In addition, the protocol stage is when the scope of the review can be carefully considered by authors, reviewers, and editors; this may help to avoid production of overly ambitious reviews that include excessive numbers of comparisons and outcomes or are undisciplined in their study selection.
An association with attainment of AMSTAR standards in systematic reviews with published prospective protocols has been reported [ 134 ]. However, completeness of reporting does not seem to be different in reviews with a protocol compared to those without one [ 135 ]. PRISMA-P [ 116 ] and its accompanying elaboration and explanation document [ 136 ] can be used to guide and assess the reporting of protocols. A final version of the review should fully describe any protocol deviations. Peer reviewers may compare the submitted manuscript with any available pre-registered protocol; this is required if AMSTAR-2 or ROBIS are used for critical appraisal.
There are multiple options for the recording of protocols (Table 4.3 ). Some journals will peer review and publish protocols. In addition, many online sites offer date-stamped and publicly accessible protocol registration. Some of these are exclusively for protocols of evidence syntheses; others are less restrictive and offer researchers the capacity for data storage, sharing, and other workflow features. These sites document protocol details to varying extents and have different requirements [ 137 ]. The most popular site for systematic reviews, the International Prospective Register of Systematic Reviews (PROSPERO), for example, only registers reviews that report on an outcome with direct relevance to human health. The PROSPERO record documents protocols for all types of reviews except literature and scoping reviews. Of note, PROSPERO requires authors register their review protocols prior to any data extraction [ 133 , 138 ]. The electronic records of most of these registry sites allow authors to update their protocols and facilitate transparent tracking of protocol changes, which are not unexpected during the progress of the review [ 139 ].
For most systematic reviews, broad inclusion of study designs is recommended [ 126 ]. This may allow comparison of results between contrasting study design types [ 126 ]. Certain study designs may be considered preferable depending on the type of review and nature of the research question. However, prevailing stereotypes about what each study design does best may not be accurate. For example, in systematic reviews of interventions, randomized designs are typically thought to answer highly specific questions while non-randomized designs often are expected to reveal greater information about harms or real-word evidence [ 126 , 140 , 141 ]. This may be a false distinction; randomized trials may be pragmatic [ 142 ], they may offer important (and more unbiased) information on harms [ 143 ], and data from non-randomized trials may not necessarily be more real-world-oriented [ 144 ].
Moreover, there may not be any available evidence reported by RCTs for certain research questions; in some cases, there may not be any RCTs or NRSI. When the available evidence is limited to case reports and case series, it is not possible to test hypotheses nor provide descriptive estimates or associations; however, a systematic review of these studies can still offer important insights [ 81 , 145 ]. When authors anticipate that limited evidence of any kind may be available to inform their research questions, a scoping review can be considered. Alternatively, decisions regarding inclusion of indirect as opposed to direct evidence can be addressed during protocol development [ 146 ]. Including indirect evidence at an early stage of intervention systematic review development allows authors to decide if such studies offer any additional and/or different understanding of treatment effects for their population or comparison of interest. Issues of indirectness of included studies are accounted for later in the process, during determination of the overall certainty of evidence (see Part 5 for details).
Both AMSTAR-2 and ROBIS require systematic and comprehensive searches for evidence. This is essential for any systematic review. Both tools discourage search restrictions based on language and publication source. Given increasing globalism in health care, the practice of including English-only literature should be avoided [ 126 ]. There are many examples in which language bias (different results in studies published in different languages) has been documented [ 147 , 148 ]. This does not mean that all literature, in all languages, is equally trustworthy [ 148 ]; however, the only way to formally probe for the potential of such biases is to consider all languages in the initial search. The gray literature and a search of trials may also reveal important details about topics that would otherwise be missed [ 149 , 150 , 151 ]. Again, inclusiveness will allow review authors to investigate whether results differ in gray literature and trials [ 41 , 151 , 152 , 153 ].
Authors should make every attempt to complete their review within one year as that is the likely viable life of a search. (1) If that is not possible, the search should be updated close to the time of completion [ 154 ]. Different research topics may warrant less of a delay, for example, in rapidly changing fields (as in the case of the COVID-19 pandemic), even one month may radically change the available evidence.
AMSTAR-2 requires authors to provide references for any studies excluded at the full text phase of study selection along with reasons for exclusion; this allows readers to feel confident that all relevant literature has been considered for inclusion and that exclusions are defensible.
The design of the studies included in a systematic review (eg, RCT, cohort, case series) should not be equated with appraisal of its RoB. To meet AMSTAR-2 and ROBIS standards, systematic review authors must examine RoB issues specific to the design of each primary study they include as evidence. It is unlikely that a single RoB appraisal tool will be suitable for all research designs. In addition to tools for randomized and non-randomized studies, specific tools are available for evaluation of RoB in case reports and case series [ 82 ] and single-case experimental designs [ 155 , 156 ]. Note the RoB tools selected must meet the standards of the appraisal tool used to judge the conduct of the review. For example, AMSTAR-2 identifies four sources of bias specific to RCTs and NRSI that must be addressed by the RoB tool(s) chosen by the review authors. The Cochrane RoB-2 [ 157 ] tool for RCTs and ROBINS-I [ 158 ] for NRSI for RoB assessment meet the AMSTAR-2 standards. Appraisers on the review team should not modify any RoB tool without complete transparency and acknowledgment that they have invalidated the interpretation of the tool as intended by its developers [ 159 ]. Conduct of RoB assessments is not addressed AMSTAR-2; to meet ROBIS standards, two independent reviewers should complete RoB assessments of included primary studies.
Implications of the RoB assessments must be explicitly discussed and considered in the conclusions of the review. Discussion of the overall RoB of included studies may consider the weight of the studies at high RoB, the importance of the sources of bias in the studies being summarized, and if their importance differs in relationship to the outcomes reported. If a meta-analysis is performed, serious concerns for RoB of individual studies should be accounted for in these results as well. If the results of the meta-analysis for a specific outcome change when studies at high RoB are excluded, readers will have a more accurate understanding of this body of evidence. However, while investigating the potential impact of specific biases is a useful exercise, it is important to avoid over-interpretation, especially when there are sparse data.
Syntheses of quantitative data reported by primary studies are broadly categorized as one of two types: meta-analysis, and synthesis without meta-analysis (Table 4.4 ). Before deciding on one of these methods, authors should seek methodological advice about whether reported data can be transformed or used in other ways to provide a consistent effect measure across studies [ 160 , 161 ].
Systematic reviews that employ meta-analysis should not be referred to simply as “meta-analyses.” The term meta-analysis strictly refers to a specific statistical technique used when study effect estimates and their variances are available, yielding a quantitative summary of results. In general, methods for meta-analysis involve use of a weighted average of effect estimates from two or more studies. If considered carefully, meta-analysis increases the precision of the estimated magnitude of effect and can offer useful insights about heterogeneity and estimates of effects. We refer to standard references for a thorough introduction and formal training [ 165 , 166 , 167 ].
There are three common approaches to meta-analysis in current health care–related systematic reviews (Table 4.4 ). Aggregate meta-analyses is the most familiar to authors of evidence syntheses and their end users. This standard meta-analysis combines data on effect estimates reported by studies that investigate similar research questions involving direct comparisons of an intervention and comparator. Results of these analyses provide a single summary intervention effect estimate. If the included studies in a systematic review measure an outcome differently, their reported results may be transformed to make them comparable [ 161 ]. Forest plots visually present essential information about the individual studies and the overall pooled analysis (see Additional File 4 for details).
Less familiar and more challenging meta-analytical approaches used in secondary research include individual participant data (IPD) and network meta-analyses (NMA); PRISMA extensions provide reporting guidelines for both [ 117 , 118 ]. In IPD, the raw data on each participant from each eligible study are re-analyzed as opposed to the study-level data analyzed in aggregate data meta-analyses [ 168 ]. This may offer advantages, including the potential for limiting concerns about bias and allowing more robust analyses [ 163 ]. As suggested by the description in Table 4.4 , NMA is a complex statistical approach. It combines aggregate data [ 169 ] or IPD [ 170 ] for effect estimates from direct and indirect comparisons reported in two or more studies of three or more interventions. This makes it a potentially powerful statistical tool; while multiple interventions are typically available to treat a condition, few have been evaluated in head-to-head trials [ 171 ]. Both IPD and NMA facilitate a broader scope, and potentially provide more reliable and/or detailed results; however, compared with standard aggregate data meta-analyses, their methods are more complicated, time-consuming, and resource-intensive, and they have their own biases, so one needs sufficient funding, technical expertise, and preparation to employ them successfully [ 41 , 172 , 173 ].
Several items in AMSTAR-2 and ROBIS address meta-analysis; thus, understanding the strengths, weaknesses, assumptions, and limitations of methods for meta-analyses is important. According to the standards of both tools, plans for a meta-analysis must be addressed in the review protocol, including reasoning, description of the type of quantitative data to be synthesized, and the methods planned for combining the data. This should not consist of stock statements describing conventional meta-analysis techniques; rather, authors are expected to anticipate issues specific to their research questions. Concern for the lack of training in meta-analysis methods among systematic review authors cannot be overstated. For those with training, the use of popular software (eg, RevMan [ 174 ], MetaXL [ 175 ], JBI SUMARI [ 176 ]) may facilitate exploration of these methods; however, such programs cannot substitute for the accurate interpretation of the results of meta-analyses, especially for more complex meta-analytical approaches.
There are varied reasons a meta-analysis may not be appropriate or desirable [ 160 , 161 ]. Syntheses that informally use statistical methods other than meta-analysis are variably referred to as descriptive, narrative, or qualitative syntheses or summaries; these terms are also applied to syntheses that make no attempt to statistically combine data from individual studies. However, use of such imprecise terminology is discouraged; in order to fully explore the results of any type of synthesis, some narration or description is needed to supplement the data visually presented in tabular or graphic forms [ 63 , 177 ]. In addition, the term “qualitative synthesis” is easily confused with a synthesis of qualitative data in a qualitative or mixed methods review. “Synthesis without meta-analysis” is currently the preferred description of other ways to combine quantitative data from two or more studies. Use of this specific terminology when referring to these types of syntheses also implies the application of formal methods (Table 4.4 ).
Methods for syntheses without meta-analysis involve structured presentations of the data in any tables and plots. In comparison to narrative descriptions of each study, these are designed to more effectively and transparently show patterns and convey detailed information about the data; they also allow informal exploration of heterogeneity [ 178 ]. In addition, acceptable quantitative statistical methods (Table 4.4 ) are formally applied; however, it is important to recognize these methods have significant limitations for the interpretation of the effectiveness of an intervention [ 160 ]. Nevertheless, when meta-analysis is not possible, the application of these methods is less prone to bias compared with an unstructured narrative description of included studies [ 178 , 179 ].
Vote counting is commonly used in systematic reviews and involves a tally of studies reporting results that meet some threshold of importance applied by review authors. Until recently, it has not typically been identified as a method for synthesis without meta-analysis. Guidance on an acceptable vote counting method based on direction of effect is currently available [ 160 ] and should be used instead of narrative descriptions of such results (eg, “more than half the studies showed improvement”; “only a few studies reported adverse effects”; “7 out of 10 studies favored the intervention”). Unacceptable methods include vote counting by statistical significance or magnitude of effect or some subjective rule applied by the authors.
AMSTAR-2 and ROBIS standards do not explicitly address conduct of syntheses without meta-analysis, although AMSTAR-2 items 13 and 14 might be considered relevant. Guidance for the complete reporting of syntheses without meta-analysis for systematic reviews of interventions is available in the Synthesis without Meta-analysis (SWiM) guideline [ 180 ] and methodological guidance is available in the Cochrane Handbook [ 160 , 181 ].
Familiarity with AMSTAR-2 and ROBIS makes sense for authors of systematic reviews as these appraisal tools will be used to judge their work; however, training is necessary for authors to truly appreciate and apply methodological rigor. Moreover, judgment of the potential contribution of a systematic review to the current knowledge base goes beyond meeting the standards of AMSTAR-2 and ROBIS. These tools do not explicitly address some crucial concepts involved in the development of a systematic review; this further emphasizes the need for author training.
We recommend that systematic review authors incorporate specific practices or exercises when formulating a research question at the protocol stage, These should be designed to raise the review team’s awareness of how to prevent research and resource waste [ 84 , 130 ] and to stimulate careful contemplation of the scope of the review [ 30 ]. Authors’ training should also focus on justifiably choosing a formal method for the synthesis of quantitative and/or qualitative data from primary research; both types of data require specific expertise. For typical reviews that involve syntheses of quantitative data, statistical expertise is necessary, initially for decisions about appropriate methods, [ 160 , 161 ] and then to inform any meta-analyses [ 167 ] or other statistical methods applied [ 160 ].
Report of an overall certainty of evidence assessment in a systematic review is an important new reporting standard of the updated PRISMA 2020 guidelines [ 93 ]. Systematic review authors are well acquainted with assessing RoB in individual primary studies, but much less familiar with assessment of overall certainty across an entire body of evidence. Yet a reliable way to evaluate this broader concept is now recognized as a vital part of interpreting the evidence.
Historical systems for rating evidence are based on study design and usually involve hierarchical levels or classes of evidence that use numbers and/or letters to designate the level/class. These systems were endorsed by various EBM-related organizations. Professional societies and regulatory groups then widely adopted them, often with modifications for application to the available primary research base in specific clinical areas. In 2002, a report issued by the AHRQ identified 40 systems to rate quality of a body of evidence [ 182 ]. A critical appraisal of systems used by prominent health care organizations published in 2004 revealed limitations in sensibility, reproducibility, applicability to different questions, and usability to different end users [ 183 ]. Persistent use of hierarchical rating schemes to describe overall quality continues to complicate the interpretation of evidence. This is indicated by recent reports of poor interpretability of systematic review results by readers [ 184 , 185 , 186 ] and misleading interpretations of the evidence related to the “spin” systematic review authors may put on their conclusions [ 50 , 187 ].
Recognition of the shortcomings of hierarchical rating systems raised concerns that misleading clinical recommendations could result even if based on a rigorous systematic review. In addition, the number and variability of these systems were considered obstacles to quick and accurate interpretations of the evidence by clinicians, patients, and policymakers [ 183 ]. These issues contributed to the development of the GRADE approach. An international working group, that continues to actively evaluate and refine it, first introduced GRADE in 2004 [ 188 ]. Currently more than 110 organizations from 19 countries around the world have endorsed or are using GRADE [ 189 ].
GRADE offers a consistent and sensible approach for two separate processes: rating the overall certainty of a body of evidence and the strength of recommendations. The former is the expected conclusion of a systematic review, while the latter is pertinent to the development of CPGs. As such, GRADE provides a mechanism to bridge the gap from evidence synthesis to application of the evidence for informed clinical decision-making [ 27 , 190 ]. We briefly examine the GRADE approach but only as it applies to rating overall certainty of evidence in systematic reviews.
In GRADE, use of “certainty” of a body of evidence is preferred over the term “quality.” [ 191 ] Certainty refers to the level of confidence systematic review authors have that, for each outcome, an effect estimate represents the true effect. The GRADE approach to rating confidence in estimates begins with identifying the study type (RCT or NRSI) and then systematically considers criteria to rate the certainty of evidence up or down (Table 5.1 ).
This process results in assignment of one of the four GRADE certainty ratings to each outcome; these are clearly conveyed with the use of basic interpretation symbols (Table 5.2 ) [ 192 ]. Notably, when multiple outcomes are reported in a systematic review, each outcome is assigned a unique certainty rating; thus different levels of certainty may exist in the body of evidence being examined.
GRADE’s developers acknowledge some subjectivity is involved in this process [ 193 ]. In addition, they emphasize that both the criteria for rating evidence up and down (Table 5.1 ) as well as the four overall certainty ratings (Table 5.2 ) reflect a continuum as opposed to discrete categories [ 194 ]. Consequently, deciding whether a study falls above or below the threshold for rating up or down may not be straightforward, and preliminary overall certainty ratings may be intermediate (eg, between low and moderate). Thus, the proper application of GRADE requires systematic review authors to take an overall view of the body of evidence and explicitly describe the rationale for their final ratings.
Outcomes important to the individuals who experience the problem of interest maintain a prominent role throughout the GRADE process [ 191 ]. These outcomes must inform the research questions (eg, PICO [population, intervention, comparator, outcome]) that are specified a priori in a systematic review protocol. Evidence for these outcomes is then investigated and each critical or important outcome is ultimately assigned a certainty of evidence as the end point of the review. Notably, limitations of the included studies have an impact at the outcome level. Ultimately, the certainty ratings for each outcome reported in a systematic review are considered by guideline panels. They use a different process to formulate recommendations that involves assessment of the evidence across outcomes [ 201 ]. It is beyond our scope to describe the GRADE process for formulating recommendations; however, it is critical to understand how these two outcome-centric concepts of certainty of evidence in the GRADE framework are related and distinguished. An in-depth illustration using examples from recently published evidence syntheses and CPGs is provided in Additional File 5 A (Table AF5A-1).
The GRADE approach is applicable irrespective of whether the certainty of the primary research evidence is high or very low; in some circumstances, indirect evidence of higher certainty may be considered if direct evidence is unavailable or of low certainty [ 27 ]. In fact, most interventions and outcomes in medicine have low or very low certainty of evidence based on GRADE and there seems to be no major improvement over time [ 202 , 203 ]. This is still a very important (even if sobering) realization for calibrating our understanding of medical evidence. A major appeal of the GRADE approach is that it offers a common framework that enables authors of evidence syntheses to make complex judgments about evidence certainty and to convey these with unambiguous terminology. This prevents some common mistakes made by review authors, including overstating results (or under-reporting harms) [ 187 ] and making recommendations for treatment. This is illustrated in Table AF5A-2 (Additional File 5 A), which compares the concluding statements made about overall certainty in a systematic review with and without application of the GRADE approach.
Theoretically, application of GRADE should improve consistency of judgments about certainty of evidence, both between authors and across systematic reviews. In one empirical evaluation conducted by the GRADE Working Group, interrater reliability of two individual raters assessing certainty of the evidence for a specific outcome increased from ~ 0.3 without using GRADE to ~ 0.7 by using GRADE [ 204 ]. However, others report variable agreement among those experienced in GRADE assessments of evidence certainty [ 190 ]. Like any other tool, GRADE requires training in order to be properly applied. The intricacies of the GRADE approach and the necessary subjectivity involved suggest that improving agreement may require strict rules for its application; alternatively, use of general guidance and consensus among review authors may result in less consistency but provide important information for the end user [ 190 ].
Simply invoking “the GRADE approach” does not automatically ensure GRADE methods were employed by authors of a systematic review (or developers of a CPG). Table 5.3 lists the criteria the GRADE working group has established for this purpose. These criteria highlight the specific terminology and methods that apply to rating the certainty of evidence for outcomes reported in a systematic review [ 191 ], which is different from rating overall certainty across outcomes considered in the formulation of recommendations [ 205 ]. Modifications of standard GRADE methods and terminology are discouraged as these may detract from GRADE’s objectives to minimize conceptual confusion and maximize clear communication [ 206 ].
Nevertheless, GRADE is prone to misapplications [ 207 , 208 ], which can distort a systematic review’s conclusions about the certainty of evidence. Systematic review authors without proper GRADE training are likely to misinterpret the terms “quality” and “grade” and to misunderstand the constructs assessed by GRADE versus other appraisal tools. For example, review authors may reference the standard GRADE certainty ratings (Table 5.2 ) to describe evidence for their outcome(s) of interest. However, these ratings are invalidated if authors omit or inadequately perform RoB evaluations of each included primary study. Such deficiencies in RoB assessments are unacceptable but not uncommon, as reported in methodological studies of systematic reviews and overviews [ 104 , 186 , 209 , 210 ]. GRADE ratings are also invalidated if review authors do not formally address and report on the other criteria (Table 5.1 ) necessary for a GRADE certainty rating.
Other caveats pertain to application of a GRADE certainty of evidence rating in various types of evidence syntheses. Current adaptations of GRADE are described in Additional File 5 B and included on Table 6.3 , which is introduced in the next section.
The expected culmination of a systematic review should be a rating of overall certainty of a body of evidence for each outcome reported. The GRADE approach is recommended for making these judgments for outcomes reported in systematic reviews of interventions and can be adapted for other types of reviews. This represents the initial step in the process of making recommendations based on evidence syntheses. Peer reviewers should ensure authors meet the minimal criteria for supporting the GRADE approach when reviewing any evidence synthesis that reports certainty ratings derived using GRADE. Authors and peer reviewers of evidence syntheses unfamiliar with GRADE are encouraged to seek formal training and take advantage of the resources available on the GRADE website [ 211 , 212 ].
Accumulating data in recent years suggest that many evidence syntheses (with or without meta-analysis) are not reliable. This relates in part to the fact that their authors, who are often clinicians, can be overwhelmed by the plethora of ways to evaluate evidence. They tend to resort to familiar but often inadequate, inappropriate, or obsolete methods and tools and, as a result, produce unreliable reviews. These manuscripts may not be recognized as such by peer reviewers and journal editors who may disregard current standards. When such a systematic review is published or included in a CPG, clinicians and stakeholders tend to believe that it is trustworthy. A vicious cycle in which inadequate methodology is rewarded and potentially misleading conclusions are accepted is thus supported. There is no quick or easy way to break this cycle; however, increasing awareness of best practices among all these stakeholder groups, who often have minimal (if any) training in methodology, may begin to mitigate it. This is the rationale for inclusion of Parts 2 through 5 in this guidance document. These sections present core concepts and important methodological developments that inform current standards and recommendations. We conclude by taking a direct and practical approach.
Inconsistent and imprecise terminology used in the context of development and evaluation of evidence syntheses is problematic for authors, peer reviewers and editors, and may lead to the application of inappropriate methods and tools. In response, we endorse use of the basic terms (Table 6.1 ) defined in the PRISMA 2020 statement [ 93 ]. In addition, we have identified several problematic expressions and nomenclature. In Table 6.2 , we compile suggestions for preferred terms less likely to be misinterpreted.
We also propose a Concise Guide (Table 6.3 ) that summarizes the methods and tools recommended for the development and evaluation of nine types of evidence syntheses. Suggestions for specific tools are based on the rigor of their development as well as the availability of detailed guidance from their developers to ensure their proper application. The formatting of the Concise Guide addresses a well-known source of confusion by clearly distinguishing the underlying methodological constructs that these tools were designed to assess. Important clarifications and explanations follow in the guide’s footnotes; associated websites, if available, are listed in Additional File 6 .
To encourage uptake of best practices, journal editors may consider adopting or adapting the Concise Guide in their instructions to authors and peer reviewers of evidence syntheses. Given the evolving nature of evidence synthesis methodology, the suggested methods and tools are likely to require regular updates. Authors of evidence syntheses should monitor the literature to ensure they are employing current methods and tools. Some types of evidence syntheses (eg, rapid, economic, methodological) are not included in the Concise Guide; for these, authors are advised to obtain recommendations for acceptable methods by consulting with their target journal.
We encourage the appropriate and informed use of the methods and tools discussed throughout this commentary and summarized in the Concise Guide (Table 6.3 ). However, we caution against their application in a perfunctory or superficial fashion. This is a common pitfall among authors of evidence syntheses, especially as the standards of such tools become associated with acceptance of a manuscript by a journal. Consequently, published evidence syntheses may show improved adherence to the requirements of these tools without necessarily making genuine improvements in their performance.
In line with our main objective, the suggested tools in the Concise Guide address the reliability of evidence syntheses; however, we recognize that the utility of systematic reviews is an equally important concern. An unbiased and thoroughly reported evidence synthesis may still not be highly informative if the evidence itself that is summarized is sparse, weak and/or biased [ 24 ]. Many intervention systematic reviews, including those developed by Cochrane [ 203 ] and those applying GRADE [ 202 ], ultimately find no evidence, or find the evidence to be inconclusive (eg, “weak,” “mixed,” or of “low certainty”). This often reflects the primary research base; however, it is important to know what is known (or not known) about a topic when considering an intervention for patients and discussing treatment options with them.
Alternatively, the frequency of “empty” and inconclusive reviews published in the medical literature may relate to limitations of conventional methods that focus on hypothesis testing; these have emphasized the importance of statistical significance in primary research and effect sizes from aggregate meta-analyses [ 183 ]. It is becoming increasingly apparent that this approach may not be appropriate for all topics [ 130 ]. Development of the GRADE approach has facilitated a better understanding of significant factors (beyond effect size) that contribute to the overall certainty of evidence. Other notable responses include the development of integrative synthesis methods for the evaluation of complex interventions [ 230 , 231 ], the incorporation of crowdsourcing and machine learning into systematic review workflows (eg the Cochrane Evidence Pipeline) [ 2 ], the shift in paradigm to living systemic review and NMA platforms [ 232 , 233 ] and the proposal of a new evidence ecosystem that fosters bidirectional collaborations and interactions among a global network of evidence synthesis stakeholders [ 234 ]. These evolutions in data sources and methods may ultimately make evidence syntheses more streamlined, less duplicative, and more importantly, they may be more useful for timely policy and clinical decision-making; however, that will only be the case if they are rigorously reported and conducted.
We look forward to others’ ideas and proposals for the advancement of methods for evidence syntheses. For now, we encourage dissemination and uptake of the currently accepted best tools and practices for their development and evaluation; at the same time, we stress that uptake of appraisal tools, checklists, and software programs cannot substitute for proper education in the methodology of evidence syntheses and meta-analysis. Authors, peer reviewers, and editors must strive to make accurate and reliable contributions to the present evidence knowledge base; online alerts, upcoming technology, and accessible education may make this more feasible than ever before. Our intention is to improve the trustworthiness of evidence syntheses across disciplines, topics, and types of evidence syntheses. All of us must continue to study, teach, and act cooperatively for that to happen.
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Michelle Oakman Hayes for her assistance with the graphics, Mike Clarke for his willingness to answer our seemingly arbitrary questions, and Bernard Dan for his encouragement of this project.
The work of John Ioannidis has been supported by an unrestricted gift from Sue and Bob O’Donnell to Stanford University.
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Additional file 2a..
Overviews, scoping reviews, rapid reviews and living reviews.
Practical scheme for distinguishing types of research evidence.
Presentation of forest plots.
Illustrations of the GRADE approach.
Adaptations of GRADE for evidence syntheses.
Links to Concise Guide online resources.
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Kolaski, K., Logan, L.R. & Ioannidis, J.P.A. Guidance to best tools and practices for systematic reviews. Syst Rev 12 , 96 (2023). https://doi.org/10.1186/s13643-023-02255-9
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Systematic reviews are the most reliable and comprehensive statement about what works. They focus on a specific question and use clearly stated, prespecified scientific methods to identify, select, assess, and summarise the findings of similar but separate studies. A systematic review may or may not contain a meta-analysis for various reasons. Given the hierarchy of evidence-based medicine, a systematic review and meta-analysis are expected to provide robust evidence to guide clinical practice and research. However, the methodological rigour (design, conduct, analysis, interpretation, and reporting) of both, the systematic review and meta-analysis and the included studies deserve equal attention for judging the validity of the findings of a systematic review. Reproducibility is a critical aspect of science. Without transparency about what was done, and how it was done, it is difficult to reproduce the results, questioning the validity of any study. This chapter focuses on the critical appraisal of a systematic review and meta-analysis based on their principles and practice.
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Sanjay Patole
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Patole, S. (2021). Critical Appraisal of Systematic Reviews and Meta-Analyses. In: Patole, S. (eds) Principles and Practice of Systematic Reviews and Meta-Analysis. Springer, Cham. https://doi.org/10.1007/978-3-030-71921-0_12
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Critical appraisal overview.
Before using studies in your review, you need to critically appraise them for quality and risk of bias.
Move through the slide deck below to learn more about critical appraisal. Alternatively, download the PDF document at the bottom of this box.
Use a formal Critical Appraisal Tool ("CAT") to assess your papers. The tool must be applied without adaptation to the appropriate study design.
The Cochrane Common Mental Disorders group have produced 7 videos demonstrating the application of the CASP checklist to different study designs.
'Specify the methods used to assess risk of bias in the included studies, including details of the tool(s) used, how many reviewers assessed each study and whether they worked independently, and, if applicable, details of automation tools used in the process.' - PRISMA 2020 Explanation and Elaboration, p. 11
Other standards
Many hierarchies have been developed to show the different levels of evidence, and to 'rank' different study designs. See some common ones below:
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Azzam al-jundi.
1 Professor, Department of Orthodontics, King Saud bin Abdul Aziz University for Health Sciences-College of Dentistry, Riyadh, Kingdom of Saudi Arabia.
2 Associate Professor, Department of Oral and Maxillofacial Surgery, Al Farabi Dental College, Riyadh, KSA.
Evidence-based practice is the integration of individual clinical expertise with the best available external clinical evidence from systematic research and patient’s values and expectations into the decision making process for patient care. It is a fundamental skill to be able to identify and appraise the best available evidence in order to integrate it with your own clinical experience and patients values. The aim of this article is to provide a robust and simple process for assessing the credibility of articles and their value to your clinical practice.
Decisions related to patient value and care is carefully made following an essential process of integration of the best existing evidence, clinical experience and patient preference. Critical appraisal is the course of action for watchfully and systematically examining research to assess its reliability, value and relevance in order to direct professionals in their vital clinical decision making [ 1 ].
Critical appraisal is essential to:
Carrying out Critical Appraisal:
Assessing the research methods used in the study is a prime step in its critical appraisal. This is done using checklists which are specific to the study design.
Standard Common Questions:
The Critical Appraisal starts by double checking the following main sections:
I. Overview of the paper:
The presence of a peer review process in journal acceptance protocols also adds robustness to the assessment criteria for research papers and hence would indicate a reduced likelihood of publication of poor quality research. Other areas to consider may include authors’ declarations of interest and potential market bias. Attention should be paid to any declared funding or the issue of a research grant, in order to check for a conflict of interest [ 2 ].
II. ABSTRACT: Reading the abstract is a quick way of getting to know the article and its purpose, major procedures and methods, main findings, and conclusions.
III. Introduction/Background section:
An excellent introduction will thoroughly include references to earlier work related to the area under discussion and express the importance and limitations of what is previously acknowledged [ 2 ].
-Why this study is considered necessary? What is the purpose of this study? Was the purpose identified before the study or a chance result revealed as part of ‘data searching?’
-What has been already achieved and how does this study be at variance?
-Does the scientific approach outline the advantages along with possible drawbacks associated with the intervention or observations?
IV. Methods and Materials section : Full details on how the study was actually carried out should be mentioned. Precise information is given on the study design, the population, the sample size and the interventions presented. All measurements approaches should be clearly stated [ 3 ].
V. Results section : This section should clearly reveal what actually occur to the subjects. The results might contain raw data and explain the statistical analysis. These can be shown in related tables, diagrams and graphs.
VI. Discussion section : This section should include an absolute comparison of what is already identified in the topic of interest and the clinical relevance of what has been newly established. A discussion on a possible related limitations and necessitation for further studies should also be indicated.
Does it summarize the main findings of the study and relate them to any deficiencies in the study design or problems in the conduct of the study? (This is called intention to treat analysis).
Once you have answered the preliminary and key questions and identified the research method used, you can incorporate specific questions related to each method into your appraisal process or checklist.
1-What is the research question?
For a study to gain value, it should address a significant problem within the healthcare and provide new or meaningful results. Useful structure for assessing the problem addressed in the article is the Problem Intervention Comparison Outcome (PICO) method [ 3 ].
P = Patient or problem: Patient/Problem/Population:
It involves identifying if the research has a focused question. What is the chief complaint?
E.g.,: Disease status, previous ailments, current medications etc.,
I = Intervention: Appropriately and clearly stated management strategy e.g.,: new diagnostic test, treatment, adjunctive therapy etc.,
C= Comparison: A suitable control or alternative
E.g.,: specific and limited to one alternative choice.
O= Outcomes: The desired results or patient related consequences have to be identified. e.g.,: eliminating symptoms, improving function, esthetics etc.,
The clinical question determines which study designs are appropriate. There are five broad categories of clinical questions, as shown in [ Table/Fig-1 ].
Categories of clinical questions and the related study designs.
Clinical Questions | Clinical Relevance and Suggested Best Method of Investigation |
---|---|
Aetiology/Causation | What caused the disorder and how is this related to the development of illness. Example: randomized controlled trial - case-control study- cohort study. |
Therapy | Which treatments do more good than harm compared with an alternative treatment? Example: randomized control trial, systematic review, meta- analysis. |
Prognosis | What is the likely course of a patient’s illness? What is the balance of the risks and benefits of a treatment? Example: cohort study, longitudinal survey. |
Diagnosis | How valid and reliable is a diagnostic test? What does the test tell the doctor? Example: cohort study, case -control study |
Cost- effectiveness | Which intervention is worth prescribing? Is a newer treatment X worth prescribing compared with older treatment Y? Example: economic analysis |
2- What is the study type (design)?
The study design of the research is fundamental to the usefulness of the study.
In a clinical paper the methodology employed to generate the results is fully explained. In general, all questions about the related clinical query, the study design, the subjects and the correlated measures to reduce bias and confounding should be adequately and thoroughly explored and answered.
Participants/Sample Population:
Researchers identify the target population they are interested in. A sample population is therefore taken and results from this sample are then generalized to the target population.
The sample should be representative of the target population from which it came. Knowing the baseline characteristics of the sample population is important because this allows researchers to see how closely the subjects match their own patients [ 4 ].
Sample size calculation (Power calculation): A trial should be large enough to have a high chance of detecting a worthwhile effect if it exists. Statisticians can work out before the trial begins how large the sample size should be in order to have a good chance of detecting a true difference between the intervention and control groups [ 5 ].
Researchers use measuring techniques and instruments that have been shown to be valid and reliable.
Validity refers to the extent to which a test measures what it is supposed to measure.
(the extent to which the value obtained represents the object of interest.)
Reliability: In research, the term reliability means “repeatability” or “consistency”
Reliability refers to how consistent a test is on repeated measurements. It is important especially if assessments are made on different occasions and or by different examiners. Studies should state the method for assessing the reliability of any measurements taken and what the intra –examiner reliability was [ 6 ].
3-Selection issues:
The following questions should be raised:
Researchers employ a variety of techniques to make the methodology more robust, such as matching, restriction, randomization, and blinding [ 7 ].
Bias is the term used to describe an error at any stage of the study that was not due to chance. Bias leads to results in which there are a systematic deviation from the truth. As bias cannot be measured, researchers need to rely on good research design to minimize bias [ 8 ]. To minimize any bias within a study the sample population should be representative of the population. It is also imperative to consider the sample size in the study and identify if the study is adequately powered to produce statistically significant results, i.e., p-values quoted are <0.05 [ 9 ].
4-What are the outcome factors and how are they measured?
5-What are the study factors and how are they measured?
Data Analysis and Results:
- Were the tests appropriate for the data?
- Are confidence intervals or p-values given?
Confounding Factors:
A confounder has a triangular relationship with both the exposure and the outcome. However, it is not on the causal pathway. It makes it appear as if there is a direct relationship between the exposure and the outcome or it might even mask an association that would otherwise have been present [ 9 ].
6- What important potential confounders are considered?
7- What is the statistical method in the study?
Interpretation of p-value:
The p-value refers to the probability that any particular outcome would have arisen by chance. A p-value of less than 1 in 20 (p<0.05) is statistically significant.
Confidence interval:
Multiple repetition of the same trial would not yield the exact same results every time. However, on average the results would be within a certain range. A 95% confidence interval means that there is a 95% chance that the true size of effect will lie within this range.
8- Statistical results:
Are statistical tests performed and comparisons made (data searching)?
Correct statistical analysis of results is crucial to the reliability of the conclusions drawn from the research paper. Depending on the study design and sample selection method employed, observational or inferential statistical analysis may be carried out on the results of the study.
It is important to identify if this is appropriate for the study [ 9 ].
Clinical significance:
Statistical significance as shown by p-value is not the same as clinical significance. Statistical significance judges whether treatment effects are explicable as chance findings, whereas clinical significance assesses whether treatment effects are worthwhile in real life. Small improvements that are statistically significant might not result in any meaningful improvement clinically. The following questions should always be on mind:
9- What conclusions did the authors reach about the study question?
Conclusions should ensure that recommendations stated are suitable for the results attained within the capacity of the study. The authors should also concentrate on the limitations in the study and their effects on the outcomes and the proposed suggestions for future studies [ 10 ].
Do the citations follow one of the Council of Biological Editors’ (CBE) standard formats?
10- Are ethical issues considered?
If a study involves human subjects, human tissues, or animals, was approval from appropriate institutional or governmental entities obtained? [ 10 , 11 ].
Critical appraisal of RCTs: Factors to look for:
[ Table/Fig-2 ] summarizes the guidelines for Consolidated Standards of Reporting Trials CONSORT [ 12 ].
Summary of the CONSORT guidelines.
Title and abstract | Identification as a RCT in the title- Structured summary (trial design, methods, results, and conclusions) |
---|---|
Introduction | -Scientific background -Objectives |
Methods | -Description of trial design and important changes to methods -Eligibility criteria for participants -The interventions for each group -Completely defined and assessed primary and secondary outcome measures -How sample size was determined -Method used to generate the random allocation sequence -Mechanism used to implement the random allocation sequence -Blinding details -Statistical methods used |
Results | -Numbers of participants, losses and exclusions after randomization -Results for each group and the estimated effect size and its precision (such as 95% confidence interval) -Results of any other subgroup analyses performed |
Discussion | -Trial limitations -Generalisability |
Other information | - Registration number |
Critical appraisal of systematic reviews: provide an overview of all primary studies on a topic and try to obtain an overall picture of the results.
In a systematic review, all the primary studies identified are critically appraised and only the best ones are selected. A meta-analysis (i.e., a statistical analysis) of the results from selected studies may be included. Factors to look for:
[ Table/Fig-3 ] summarizes the guidelines for Preferred Reporting Items for Systematic reviews and Meta-Analyses PRISMA [ 13 ].
Summary of PRISMA guidelines.
Title | Identification of the report as a systematic review, meta-analysis, or both. |
---|---|
Abstract | Structured Summary: background; objectives; eligibility criteria; results; limitations; conclusions; systematic review registration number. |
Introduction | -Description of the rationale for the review -Provision of a defined statement of questions being concentrated on with regard to participants, interventions, comparisons, outcomes, and study design (PICOS). |
Methods | -Specification of study eligibility criteria -Description of all information sources -Presentation of full electronic search strategy -State the process for selecting studies -Description of the method of data extraction from reports and methods used for assessing risk of bias of individual studies in addition to methods of handling data and combining results of studies. |
Results | Provision of full details of: -Study selection. -Study characteristics (e.g., study size, PICOS, follow-up period) -Risk of bias within studies. -Results of each meta-analysis done, including confidence intervals and measures of consistency. -Methods of additional analyses (e.g., sensitivity or subgroup analyses, meta-regression). |
Discussion | -Summary of the main findings including the strength of evidence for each main outcome. -Discussion of limitations at study and outcome level. -Provision of a general concluded interpretation of the results in the context of other evidence. |
Funding | Source and role of funders. |
Critical appraisal is a fundamental skill in modern practice for assessing the value of clinical researches and providing an indication of their relevance to the profession. It is a skills-set developed throughout a professional career that facilitates this and, through integration with clinical experience and patient preference, permits the practice of evidence based medicine and dentistry. By following a systematic approach, such evidence can be considered and applied to clinical practice.
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Affiliations.
Objectives: Concise definitive review of how to read and critically appraise a systematic review.
Data sources: None.
Study selection: Current literature describing the conduct, reporting, and appraisal of systematic reviews and meta-analyses.
Data extraction: Best practices for conducting, reporting, and appraising systematic review were summarized.
Data synthesis: A systematic review is a review of a clearly formulated question that uses systematic and explicit methods to identify, select, and critically appraise relevant original research, and to collect and analyze data from the studies that are included in the review. Critical appraisal methods address both the credibility (quality of conduct) and rate the confidence in the quality of summarized evidence from a systematic review. The A Measurement Tool to Assess Systematic Reviews-2 tool is a widely used practical tool to appraise the conduct of a systematic review. Confidence in estimates of effect is determined by assessing for risk of bias, inconsistency of results, imprecision, indirectness of evidence, and publication bias.
Conclusions: Systematic reviews are transparent and reproducible summaries of research and conclusions drawn from them are only as credible and reliable as their development process and the studies which form the systematic review. Applying evidence from a systematic review to patient care considers whether the results can be directly applied, whether all important outcomes have been considered, and if the benefits are worth potential harms and costs.
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Dr. Hill’s institution received funding from Fresenius Kabi and the Medical Faculty Rheinisch-Westfälische Technische Hochschule Aachen; she received funding from Fresenius Kabi. The remaining authors have disclosed that they do not have any potential conflicts of interest.
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A systematic review is a review of a clearly formulated queston that uses systematic and explicit methods to identify, select, and critically appraise relevant research, and to collect and analyze data from studies that are included in the review. Statistical methods may or may not be used to analyze and summarize the results of the included studies.
1. Search the Cochrane Database of Systematic Reviews
2. Using PubMed , either use the 'Systematic Reviews' filter or add this to the end of your search 'AND (systematic review [ti])
3. If searching CINAHL , limit by publication type (select "Systematic Review").
3. Are the studies consistent, both clinically and statistically?
4. Compare with PRISMA
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I = identify: search for studies that match your criteria, e = evaluate: exclude or include studies, c = collect: extract and synthesize key data, e = explain: give context and rate the strength of the studies, s = summarize: write and publish your final report.
Congratulations!
You've decided to conduct a Systematic Review! Please see the associated steps below. You can follow the P-I-E-C-E-S = Plan, Identify, Evaluate, Collect, Explain, Summarize system or any number of systematic review processes available (Foster & Jewell, 2017) .
P = Plan: decide on your search methods
By now you should have identified gaps in the field and have a specific question you are seeking to answer. This will likely have taken several iterations and is the most important part of the Systematic Review process.
Once you've finalized a research question, you should be able to locate existing systematic reviews on or similar to your topic. existing systematic reviews will be your clues to mine for keywords, sample searches in various databases, and will help your team finalize your review question and develop your inclusion and exclusion criteria. , decide on a protocol and reporting standard, your protocol is essentially a project plan and data management strategy for an objective, reproducible, sound methodology for peer review. the reporting standard or guidelines are not a protocols, but rather a set of standards to guide the development of your systematic review. often they include checklists. it is not required, but highly recommended to follow a reporting standard. .
Protocol registry: Reviewing existing systematic reviews and registering your protocol will increase transparency, minimize bias, and reduce the redundancy of groups working on the same topics ( PLoS Medicine Editors, 2011 ). Protocols can serve as internal or external documents. Protocols can be made public prior to the review. Some registries allow for keeping a protocol private for a set period of time.
Cochrane Database of Systematic Reviews (UGA Login) (Health Sciences)
A collection of regularly updated, systematic reviews of the effects of health care. New reviews are added with each issue of The Cochrane Library Reviews mainly of randomized controlled trials. All reviews have protocols.
PROSPERO (General)
This is an international register of systematic reviews and is public.
Campbell Corporation (Education & Social Sciences)
Topics covered include Ageing; Business and Management; Climate Solutions; Crime and Justice; Disability; Education; International Development; Knowledge Translation and Implementation; Methods; Nutrition and Food Security; Sexual Orientation and Gender Identity; Social Welfare; and Training.
Systematic Review for Animals and Food (Vet Med & Animal Science)
Reporting Standards:
Campbell MECCIR Standards (Education & Social Sciences)
Cochrane Guides & Handbooks (Health & Medical Sciences)
Institute of Medicine of the National Academies: Finding What Works in Healthcare: Standards for Systematic Reviews (healthcare)
Because the purpose of a SR is to find all studies related to your research question, you will need to search multiple databases. You should be able to name the databases you are already familiar with using. Your librarian will be able to recommend additional databases, including some of the following:
Depending on your topic, you may want to search clinical trials and grey literature. See this guide for more on grey literature.
Go here for help with writing your search strategy
Each database you use will have different methods of searching and resulting search strings, including syntax. ideally you will create one master keyword list and translate it for each database. below are tools to assist with translating search strings. .
Includes syntax for Cochrane Library, EBSCO, ProQuest, Ovid, and POPLINE.
The IEBH SR-Accelerator is a suite of tools to assist in speeding up portions of the Systematic Review process, including the Polyglot tool which translates searches across databases.
University of Michigan Search 101 - SR Database Cheat Sheet
Because systematic review literature searches may produce thousands of citations and abstracts, the research team will be screening and systematically reviewing large amounts of results. During screening , you will remove duplicates and remove studies that are not relevant to your topic based on a review of titles and abstracts. Of what remains, the full-text screening of the studies will then need to be conducted to confirm that they fit within your inclusion/exclusion criteria.
The results of the literature review and screening processes are best managed by various tools and software. You can also use a simple form or table to log the relevant information from each study. Consider whether you will be coding your data during the extraction process in your decision on which tool or software to use. Your librarian can consult on which of these is best suited to your research needs.
Data extraction processes differ between qualitative and quantitative evidence syntheses. In both cases, you must provide the reader with a clear overview of the studies you have included, their similarities and differences, and the findings. Extraction should be done in accordance to pre-established guidelines, such as PRISMA.
Some systematic reviews contain meta-analysis of the quantitative findings of the results. Consider including a statistician on your team to complete the analysis of all individual study results. Meta-analysis will tell you how much or what the actual results is across the studies and explains results in a measure of variance, typically called a forest plot.
Systematic review price models have changed over the years. Previously, you had to depend on departmental access to software that would cost several hundred dollars. Now that the software is cloud-based, tiered payment systems are now available. Sometimes there is a free tier level, but costs go up for functionality, number or users, or both. Depending on the organization's model, payments may be monthly, annual or per project/review.
Software list
Tool created by Brown University to assist with screening for systematic reviews.
Review Manager (RevMan) is the software used for preparing and maintaining Cochrane Reviews.
Systematic review tool intended to assist with the screening and extraction process. (Requires subscription)
DistillerSR is an online application designed specifically for the screening and data extraction phases of a systematic review (Requires subscription) Student and Faculty tiers have monthly pricing with a three month minimum. Number of projects is limited by pricing.
It includes features such as text mining, data clustering, classification and term extraction
Rayyan is a free web-based application that can be used to screen titles, abstracts, and full text. Allows for multiple simultaneous users.
"System for the Unified Management, Assessment and Review of Information, the Joanna Briggs Institutes premier software for the systematic review of literature."
PRISMA guidelines suggest including critical appraisal of the included studies to assess the risk of bias and to include the assessment in your final manuscripts. There are several appraisal tools available depending on your discipline and area of research.
Simple overview of risk of bias assessment, including examples of how to assess and present your conclusions.
CASP is an organization that provides resources for healthcare professionals, but their appraisal tools can be used for varying study types across disciplines.
From the Joanna Briggs Institute: "JBI’s critical appraisal tools assist in assessing the trustworthiness, relevance and results of published papers."
Johns Hopkins Evidence-Based Practice Model (health sciences)
National Academies of Sciences, Engineering, and Medicine
Document the search; 5.1.6. Include a methods section
List of additional critical appraisal tools from Cardiff University.
Prepare your process and findings in a final manuscript. Be sure to check your PRISMA checklist or other reporting standard. You will want to include the full formatted search strategy for the appendix, as well as include documentation of your search methodology. A convenient way to illustrate this process is through a PRISMA Flow Diagram.
Attribution: Unless noted otherwise, this section of the guide was adapted from Texas A&M's "Systematic Reviews and Related Evidence Syntheses"
Critical appraisal is the careful analysis of studies to determine their relative value. The Institute of Medicine's Standards for Systematic Reviews includes Standard 3.6: “Critically appraise each study:
3.6.1 Systematically assess the risk of bias, using predefined criteria 3.6.2 Assess the relevance of the study’s populations, interventions, and outcome measures 3.6.3 Assess the fidelity of the implementation of interventions”
See also: What is Critical Appraisal?
Find these titles and more in the Health Sciences Library:
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Critical appraisal of quality and relevance, appraising the quality of a systematic review, describing studies.
Studies that are used in a review are described in a standardised way that is suitable for each review. The detail provided facilitates transparency in how each study contributes to the overall findings of the review, and the overall reliabillity of the review.
There are three key reasons for describing (or coding) the studies in a systematic review.
The EPPI-Centre coding guidelines in education:
Critical appraisal involves checking the quality, reliability and relevance of the studies in the review in relation to the review question. It appraises each study in terms of the following aspects:.
In addition, the studies are collectively appraised in terms of how they support the review findings and evidence claims of the review. For example, if the research evidence comprises of studies that have wide variation of findings, this reduces the strength of the evidence claims.
There are many standardised tools available for critical appraisal depending on the study design and the type of review. The approach to critical appraisal and the appraisal decisions for each study should be reported.
Commonly-used tools for appraising research evidence in reviews:
It is important for users of systematic reviews to consider the quality of the whole review. There are three separate elements that contribute an appraisal:
There are tools to help with the appraisal of a whole review. Some of these are specific to certain types of reviews, and others are more generic.
Some tools focus only on appraising the methods of specific types of reviews:
Further reading:
Critical appraisal.
Critical appraisal simply put is the process of systematically looking at research papers to assess three important things: trustworthiness, value and relevance. When critically appraising a research paper the first step is to examine the study for any bias .
Bias can occur in the design or methodology of the study and this can distort the study's findings so that they do not accurately reflect the truth. It should be noted that no study is totally free from bias and for this reason it is necessary to systematically check that the researchers have done all they can to minimise bias .
A study which is sufficiently free from bias is said to have internal validity . A study will be said to have external validity when it can be generalised to the clinical (or wider population) context.
Critical appraisal checklists provide a framework for interpreting and determining the reliability of the evidence. Checklists are designed to help you answer the questions - is the study unbiased, are the findings reliable, and are the findings valid?
Joanna briggs institute (jbi).
An updated version of AMSTAR that appraises systematic reviews, including ones based on non-randomised studies of healthcare interventions. Includes additional criteria such as inclusion of PICO, risk of bias in the evidence synthesis stage, causes and significance of heterogeneity, and justification of chosen study design. 'Yes' answers to questions denote positive results.
JBI’s critical appraisal tools assist in assessing the trustworthiness, relevance and results of published papers.
This set of eight critical appraisal tools are designed to be used when reading research, these include tools for Systematic Reviews, Randomised Controlled Trials, Cohort Studies, Case Control Studies, Economic Evaluations, Diagnostic Studies, Qualitative studies and Clinical Prediction Rule.
These are free to download and can be used by anyone under the Creative Commons License.
Contains questions used to evaluate an article's study design and level of evidence. This tool contains three questions that allow the review to determine a study's methodology. Uses a 16 item checklist for research studies and a 12 item checklist for systematic reviews and meta-analyses.
Bias may result from systematic errors in the research methodology. This table from the Cochrane Handbook summarises the different types of bias.
Systematic differences between baseline characteristics of the groups that are compared | ||
Systematic differences between groups in the care that is provided, or in exposure to factors other than the interventions of interest | ||
Systematic differences between groups in withdrawals from a study. Incomplete outcome data | ||
Systematic differences between groups in how outcomes are determined | ||
Systematic differences between reported and unreported findings |
Users' guides to the medical literature: a manual for evidence-based clinical practice, gordon guyatt et al., 2015, 3rd ed..
Tools for assessing 'risk of bias'.
The Cochrane risk of bias tool is now recommended for use within all Cochrane reviews, and is widely used by non-Cochrane reviews of randomized controlled trials.
Quality assessment/risk of bias.
Studies that are included in a systematic review may include biases in their results or conclusions. Bias can lead to either underestimation or overestimation of the true effect of an intervention, with varying degrees of impact. Biases may arise from the actions of primary study investigators, review authors, or limitations in the research process, and can be influenced by conflicts of interest (Boutron et al., 2023). Studies should be evaluated for risk of bias with a tool that fits the study designs included in your systematic review.
Per the Cochrane Handbook :
"Methodological quality refers to critical appraisal of a study or systematic review and the extent to which study authors conducted and reported their research to the highest possible standard. Bias refers to systematic deviation of results or inferences from the truth. These deviations can occur as a result of flaws in design, conduct, analysis, and/or reporting. It is not always possible to know whether an estimate is biased even if there is a flaw in the study; further, it is difficult to quantify and at times to predict the direction of bias" (Higgins et al., 2023).
The most recent version of the Cochrane handbook also states that "Most recent tools for assessing the internal validity of findings from quantitative studies in health now focus on risk of bias, whereas previous tools targeted the broader notion of ‘methodological quality’" (Boutron et al., 2023).
Types of bias can also include:
For more information on bias see:
Cochrane Handbook Chapter 7: Considering Bias and Conflicts of Interest Among the Included Studies .
Cochrane Handbook Chapter 8: Assessing Risk of Bias in a Randomized Trial.
Finding What Works in Health Care: Reporting Bias (IOM, 2011)
Boutron I, Page MJ, Higgins JPT, Altman DG, Lundh A, Hróbjartsson A. Chapter 7: Considering bias and conflicts of interest among the included studies. In: Higgins JPT, Thomas J, Chandler J, Cumpston M, Li T, Page MJ, Welch VA (editors). Cochrane Handbook for Systematic Reviews of Interventions version 6.4 (updated August 2023). Cochrane, 2023. Available from www.training.cochrane.org/handbook.
Higgins, JPT, Thomas, J, Chandler, J, Cumpston, M, Li, T, Page, MJ, & Welch, VA (Eds.). (2023). Cochrane handbook for systematic reviews of interventions, version 6.4. Cochrane. www.training.cochrane.org/handbook.
Institute of Medicine. (2011). Finding what works in health care: Standards for systematic reviews. The National Academies Press. https://doi.org/10.17226/13059.
Journal of Orthopaedic Surgery and Research volume 19 , Article number: 495 ( 2024 ) Cite this article
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This response letter addresses the comments received on our paper. The main points of our response include: Clarification of the definitions of primary and secondary indexes; Justification for the use of the RoB2 tool for quality assessment; Measures to improve sensitivity analysis and data consistency; Explanation and improvement plans regarding the timing of Prospero registration. We have provided detailed explanations of the study design and outlined specific measures for future improvements to enhance research transparency and quality.
Dear Editor,
Thank you for providing us with the opportunity to publish our study and for the valuable comments on our paper titled “Effects of exercise therapy on disability, mobility, and quality of life in the elderly with chronic low back pain: a systematic review and meta-analysis of randomised controlled trials.” We highly value these comments and hope to clarify some issues through the following response.
It was pointed out that the distinction between primary and secondary indexes in our study is unclear. This might have led to misunderstandings, as pain was not explicitly mentioned in the title and hypothesis. While the pain indicator is not mentioned in the title, it is detailed in the study hypothesis and methods section. In future studies, we will clearly define primary and secondary indexes to ensure that readers fully understand our study design.
We used the RoB2 tool to assess the quality of the included studies, because it is widely used in randomized controlled trials. Based on articles by Sterne et al. [ 2 ] in BMJ and Higgins et al. [ 1 ] in the Cochrane Handbook for Systematic Reviews of Interventions, we believe RoB2 is suitable for this study. In future studies, we will consider using more appropriate assessment tools for non-pharmacological research, such as the Downs and Black scale, to more comprehensively assess study quality.
The sensitivity analysis provided valuable insights, showing that heterogeneity of the results significantly decreased after excluding studies with a high risk of bias. Regarding concerns about sensitivity analysis and data consistency, we will more rigorously review our data processing procedures to ensure the accuracy of all analyses and figures.
Once again, we appreciate the valuable comments and suggestions on our study. We will make improvements based on the feedback and hope to provide more effective treatment options for elderly patients with chronic low back pain through further research. We hope our response clarifies some misunderstandings and further advances research in this field.
Zhang Shikun.
No datasets were generated or analysed during the current study.
Sterne, J. A. C., Savović, J., Page, M. J., Elbers, R. G., Blencowe, N. S., Boutron, I., Cates, C. J., Cheng, H.-Y., Corbett, M. S., Eldridge, S. M., Emberson, J. R., Hernán, M. A., Hopewell, S., Hróbjartsson, A., Junqueira, D. R., Jüni, P., Kirkham, J. J., Lasserson, T., Li, T.,. . Higgins, J. P. T. (2019). RoB 2: a revised tool for assessing risk of bias in randomised trials. bmj , 366 , 1–8. https://doi.org/10.1136/bmj.l4898 .
Higgins, J. P., Savović, J., Page, M. J., Elbers, R. G., & Sterne, J. A. (2019). Assessing risk of bias in a randomized trial. In J. T. J.P.T. Higgins, J. Chandler, M. Cumpston, T. Li, M.J. Page, V.A. Welch (Ed.), Cochrane Handbook for Systematic Reviews of Interventions . https://doi.org/ https://doi.org/10.1002/9781119536604.ch8
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Jiangsu Police Institute, Nanjing, China
Zhang shikun
Jiangsu Second Normal University, Nanjing, China
Zhou wensheng
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Zhang Shikun write the response letter; Zhou Wensheng check the letter.
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shikun, Z., wensheng, Z. A critical appraisal of“effects of exercise therapy on disability, mobility, and quality of life in the elderly with chronic low back pain: a systematic review and meta-analysis of randomised controlled trials.”. J Orthop Surg Res 19 , 495 (2024). https://doi.org/10.1186/s13018-024-04884-9
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Received : 30 May 2024
Accepted : 27 June 2024
Published : 21 August 2024
DOI : https://doi.org/10.1186/s13018-024-04884-9
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Research output : Contribution to journal › Review Article › Research › peer-review
Objective and rationale To identify and appraise current national and international clinical menopause guidance documents, and to extract and compare the recommendations of the most robust examples. Design Systematic review. Data sources Ovid MEDLINE, EMBASE, PsycINFO and Web of Science Eligibility criteria for selecting studies Practice guidance documents for menopause published from 2015 until 20 July 2023. Quality was assessed by the Appraisal of Guidelines for Research and Evaluation II (AGREE II) instrument. Results Twenty-six guidance papers were identified. Of these, five clinical practice guidelines (CPGs) and one non-hormonal therapy position statement met AGREE II criteria of being at least of moderate quality. The five CPGs listed symptoms associated with the perimenopause and menopause to be vasomotor symptoms (VMS), disturbed sleep, musculoskeletal pain, decreased sexual function or desire, and mood disturbance (low mood, mood changes or depressive symptoms). Acknowledged potential long-term menopause consequences were urogenital atrophy, and increased risks of cardiovascular disease and osteoporosis. VMS and menopause-associated mood disturbance were the only consistent indications for systemic menopausal hormone therapy (MHT). Some CPGs supported MHT to prevent or treat osteoporosis, but specific guidance was lacking. None recommended MHT for cognitive symptoms or prevention of other chronic disease. Perimenopause-specific recommendations were scant. A neurokinin 3B antagonist, selective serotonin/norepinephrine (noradrenaline) reuptake inhibitors and gabapentin were recommended non-hormonal medications for VMS, and cognitive behavioural therapy and hypnosis were consistently considered as being of potential benefit. Discussion The highest quality CPGs consistently recommended MHT for VMS and menopause-associated mood disturbance, whereas clinical depression or cognitive symptoms, and cardiometabolic disease and dementia prevention were not treatment indications. Further research is needed to inform clinical recommendations for symptomatic perimenopausal women.
Original language | English |
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Pages (from-to) | 122-138 |
Number of pages | 17 |
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Volume | 50 |
Issue number | 2 |
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Publication status | Published - Apr 2024 |
This output contributes to the following UN Sustainable Development Goals (SDGs)
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Davis, S. , Manski-Nankervis, J. A. E., Bell, R., Islam, R. , Vincent, A. , Boyle, D., Temple-Smith, M. J., Ebeling, P. , Jane, F., Allan, C., Tonkin, A. & McMorrow, R.
1/11/22 → 31/10/26
Project : Research
T1 - A systematic review and critical appraisal of menopause guidelines
AU - Hemachandra, Chandima
AU - Taylor, Sasha
AU - Islam, Rakibul M.
AU - Fooladi, Ensieh
AU - Davis, Susan R.
N1 - Funding Information: This research was funded by the Australian National Health and Medical Research Council (NHMRC) (Grant 2015514). SRD holds an NHMRC Leadership Grant (2016627) Publisher Copyright: © Author(s) (or their employer(s)) 2024.
PY - 2024/4
Y1 - 2024/4
N2 - Objective and rationale To identify and appraise current national and international clinical menopause guidance documents, and to extract and compare the recommendations of the most robust examples. Design Systematic review. Data sources Ovid MEDLINE, EMBASE, PsycINFO and Web of Science Eligibility criteria for selecting studies Practice guidance documents for menopause published from 2015 until 20 July 2023. Quality was assessed by the Appraisal of Guidelines for Research and Evaluation II (AGREE II) instrument. Results Twenty-six guidance papers were identified. Of these, five clinical practice guidelines (CPGs) and one non-hormonal therapy position statement met AGREE II criteria of being at least of moderate quality. The five CPGs listed symptoms associated with the perimenopause and menopause to be vasomotor symptoms (VMS), disturbed sleep, musculoskeletal pain, decreased sexual function or desire, and mood disturbance (low mood, mood changes or depressive symptoms). Acknowledged potential long-term menopause consequences were urogenital atrophy, and increased risks of cardiovascular disease and osteoporosis. VMS and menopause-associated mood disturbance were the only consistent indications for systemic menopausal hormone therapy (MHT). Some CPGs supported MHT to prevent or treat osteoporosis, but specific guidance was lacking. None recommended MHT for cognitive symptoms or prevention of other chronic disease. Perimenopause-specific recommendations were scant. A neurokinin 3B antagonist, selective serotonin/norepinephrine (noradrenaline) reuptake inhibitors and gabapentin were recommended non-hormonal medications for VMS, and cognitive behavioural therapy and hypnosis were consistently considered as being of potential benefit. Discussion The highest quality CPGs consistently recommended MHT for VMS and menopause-associated mood disturbance, whereas clinical depression or cognitive symptoms, and cardiometabolic disease and dementia prevention were not treatment indications. Further research is needed to inform clinical recommendations for symptomatic perimenopausal women.
AB - Objective and rationale To identify and appraise current national and international clinical menopause guidance documents, and to extract and compare the recommendations of the most robust examples. Design Systematic review. Data sources Ovid MEDLINE, EMBASE, PsycINFO and Web of Science Eligibility criteria for selecting studies Practice guidance documents for menopause published from 2015 until 20 July 2023. Quality was assessed by the Appraisal of Guidelines for Research and Evaluation II (AGREE II) instrument. Results Twenty-six guidance papers were identified. Of these, five clinical practice guidelines (CPGs) and one non-hormonal therapy position statement met AGREE II criteria of being at least of moderate quality. The five CPGs listed symptoms associated with the perimenopause and menopause to be vasomotor symptoms (VMS), disturbed sleep, musculoskeletal pain, decreased sexual function or desire, and mood disturbance (low mood, mood changes or depressive symptoms). Acknowledged potential long-term menopause consequences were urogenital atrophy, and increased risks of cardiovascular disease and osteoporosis. VMS and menopause-associated mood disturbance were the only consistent indications for systemic menopausal hormone therapy (MHT). Some CPGs supported MHT to prevent or treat osteoporosis, but specific guidance was lacking. None recommended MHT for cognitive symptoms or prevention of other chronic disease. Perimenopause-specific recommendations were scant. A neurokinin 3B antagonist, selective serotonin/norepinephrine (noradrenaline) reuptake inhibitors and gabapentin were recommended non-hormonal medications for VMS, and cognitive behavioural therapy and hypnosis were consistently considered as being of potential benefit. Discussion The highest quality CPGs consistently recommended MHT for VMS and menopause-associated mood disturbance, whereas clinical depression or cognitive symptoms, and cardiometabolic disease and dementia prevention were not treatment indications. Further research is needed to inform clinical recommendations for symptomatic perimenopausal women.
UR - http://www.scopus.com/inward/record.url?scp=85185176283&partnerID=8YFLogxK
U2 - 10.1136/bmjsrh-2023-202099
DO - 10.1136/bmjsrh-2023-202099
M3 - Review Article
C2 - 38336466
AN - SCOPUS:85185176283
SN - 2515-1991
JO - BMJ Sexual and Reproductive Health
JF - BMJ Sexual and Reproductive Health
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Reviewer 1 Report
According to the manuscript titled "The ambiguous correlation of Blautia with obesity: A systematic review" by Warren Chanda and colleagues. A global epidemic of obesity poses significant health and economic challenges due to its complex and multifactorial nature. In addition to diet and lifestyle, the gut microbiota is increasingly recognized as a contributor to obesity development. A number of studies have reported both potential probiotic properties and casual factors for obesity associated with Blautia, one of the major intestinal bacteria of the Firmicutes phylum. The purpose of this systematic review is to summarize current understanding of the Blautia-obesity relationship and to evaluate evidence from animal and clinical studies, in order to inform future research and therapeutic strategies targeting the gut Blautia in obese patients. In regard to the present manuscript, I would like to make a few comments.
The manuscript should introduce terms related to gut microbiota
It is possible that the manuscript is a systematic review. According to my opinion, the introduction is too long in conjunction with the table
There are several steps that are missing in the present manuscript regarding the material and methods of the systematic review. It is important to understand the search equation, the PICOS criteria, the bias evaluation, and how the articles were selected or assessed. It is possible to accomplish this using several tools, such as JBI guidelines or RevMan
There is a division of the results section according to the manuscripts found in the literature. Perhaps this should be explained in the introduction to facilitate understanding.
Discussion is excellent; however, the narrative review should be changed to a systematic review in accordance with PRISMA guidelines.
From my point of view, the manuscript should be reorganized in the introduction, describing the next sections of the results. Add several key aspects to the material and methods, and emphasize more of the key points in the results and discussion
Author Response
Response. Thank you. Some terms such as probiotics (Line 242), prebiotics (Line 263) and SCFAs (Line 55), including gut microbiota (Line 48) have been introduced.
Response. Thank you. We have revised the introduction section (Line 30-74). To further shorten the introduction, Table 1 is changed to a supplementary Table S1 (Line 61, 87)
Response . Thank you. The Method section has been rearranged in line with the PRISMA guidelines. It consists of literature search strategy (Line 94-99), study selection with the PICOS criteria (Line 106-113), data extraction (Line 115-121), Bias evaluation (Line 124-130), and data synthesis (Line 132-133). Because we wanted to understand the effect of medical treatment or lifestyle interventions on gut microbiota with the outcome variables (Blautia population vs obesity status), we included all studies that met the inclusion criteria for data extraction, irrespective of their quality (part of JBI guidelines). The risk-of-bias domains considered were selection bias (“Are the groups comparable such that an observed difference is likely attributable to the treatment rather than a confounder?”), performance bias (“Was the approach to husbandry the same for all treatment groups and was caregiving done without knowledge of the treatment group?”), and detection bias (“Was the approach to assessing the outcomes the same in both groups and done without knowledge of the group?”) as outlined in an article, “ Annette M. O'Connor, Jan M. Sargeant, Critical Appraisal of Studies Using Laboratory Animal Models, ILAR Journal, Volume 55, Issue 3, 2014, Pages 405–417, https://doi.org/10.1093/ilar/ilu038 ”.
Response. Thank you. The last paragraph of the introduction has been revised to effectively summarize the objectives of the systematic review, to provide a clear overview of the research focus and the potential implications of the findings. It has highlighted the divisions of the results sections (Line 68-74). Also, a statement has been added to explain the divisions (Line 176-180)
Response. Thank you. The introduction has been reorganized in a way that the last paragraph (Line 68-74) indicates the main objective ( Blautia’s role in obesity) and specific objectives that include 1) exploring the abundance of Blautia in the gut microbiome of obese individuals concerning any treatment and lifestyle interventions. 2) exploring how Blautia populations respond to any treatments and lifestyle changes in obese individuals, and 3) examining associations between changes in Blautia abundance and the efficacy of employed interventions in managing obesity. These specific objectives are the basis for the divisions in the results section. Section 3.2 addresses objectives 1 and 2, while section 3.3 addresses objective 3. Both the results and discussion sections have emphasized on the 3-outlined objectives. The method section has been re-arranged following the PRISMA guidelines (see response for comment 3 )
Reviewer 2 Report
Obesity is a complex and multifactorial disease with global epidemic proportions, posing significant health and economic challenges. Whilst diet and lifestyle are well-established contributors to the pathogenesis, the gut microbiota's role in obesity development is increasingly recognized. Blautia, as one of the major intestinal bacteria of the Firmicutes phylum, is reported with both potential probiotic properties and casual factors for obesity in different studies making its role controversial.
The writing is generally clear and understandable, but there are a few grammatical errors and awkward phrasings that could be improved. For instance, "casual factors" should be corrected to "causal factors."
Figure 1 does not seem to be explained in the text, nor is the content of figure 1B commented on.
Response . Thank you. It has been revised (Line 17).
Response . Thank you. Fig. 1A shows health conditions that can occur or exacerbated by obesity. Line 33-39 refers to Fig. 1A in text. Fig. 1B indicates the detection of the Blautia in various phenotypes. We have included in the text Line 61-62; and it is further cited in Line 422.
Thank you for taking into account my previous comments and rearranging your manuscript into a systematic review. I have no further comments to make.
Chanda, W.; Jiang, H.; Liu, S.-J. The Ambiguous Correlation of Blautia with Obesity: A Systematic Review. Microorganisms 2024 , 12 , 1768. https://doi.org/10.3390/microorganisms12091768
Chanda W, Jiang H, Liu S-J. The Ambiguous Correlation of Blautia with Obesity: A Systematic Review. Microorganisms . 2024; 12(9):1768. https://doi.org/10.3390/microorganisms12091768
Chanda, Warren, He Jiang, and Shuang-Jiang Liu. 2024. "The Ambiguous Correlation of Blautia with Obesity: A Systematic Review" Microorganisms 12, no. 9: 1768. https://doi.org/10.3390/microorganisms12091768
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BMC Public Health volume 24 , Article number: 2295 ( 2024 ) Cite this article
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Although pesticides play an integral role in food security and preventing public health from vector-borne diseases, inappropriate handling and continual use of restricted organochlorine pesticides pose short- and long-term adverse effects and become public health concerns in the African region. This study aimed to determine the combined level of protective equipment use, management of empty pesticide containers, and leftover pesticide residues in the African region.
The preferred reporting items for systematic reviews and the meta-analysis protocol were used to carry out this study. The Scopus, PubMed, Web of Science, Google Scholar, DOAJ, and National Repository databases were searched for articles published between November 12, 2023, and January 2, 2024. The meta-analysis data were visualized using a forest plot. A random-effects model was applied when heterogeneity existed in pooled studies. Subgroup analysis of the data was performed based on the location where the study was conducted and the publication year. Meta-regression and sensitivity analysis were performed to evaluate the robustness of the pooled prevalence of studies. Publication bias was assessed using a funnel plot. The authors used the Joanna Briggs Institute Critical Assessment tool to determine the quality of the studies.
In this review, 2174 articles were identified from the included electronic databases, 24 of which were included in the present study. The study revealed that the combined mean prevalence of wearing a mask, glove, boot/safety shoes, overall wear, and head cover accounted for 18% (95% CI: 11.9 to 26.1%, p < 0.001), 18% (95% CI: 11.7 to 26.9%, p < 0.001), 23% (95% CI: 15.7 to 33.3%, p < 0.001), 26% (95% CI: 16.2 to 38.7%, p < 0.001), and 14% (95% CI: 8.90 to 22.0%, p < 0.001), respectively. The prevalence of pesticides stored in the living room and pesticide containers used for different purposes was 51% and 26%, respectively.
Poor pesticide safety practices were identified. A substantial proportion of the respondents reported storing pesticide residues in their living rooms, and the reuse of pesticide empty containers. Regional institutions should lead the designing of safety strategies to reduce the public health risks of pesticide exposure.
Peer Review reports
Organochlorine pesticides (OPs) have been extensively used in developing countries, including African regions, to control pests for crop protection, weeds and insects to safeguard public health from vector-borne diseases such as malaria and typhus [ 1 , 2 ]. However, due to inappropriate handling, misuse, and the continual use of restricted OPs such as dichloro-diphenyl-trichloroethane (DDT), the negative impact of pesticides, especially OPs, has increased over time [ 3 ]. Globally, the use of pesticides increased by 30% from 2000 to 2020 and increased by 2.7 million tons in 2020 [ 4 , 5 ]. The data on pesticide manufacturers (2011) show that global pesticide production will increase by 2.7 times by 2050 and reach 10.1 million tons per year [ 6 ].
In Africa, the use of pesticides increased by 20%, from 84,762 tons in 2010 to 105,758 tons in 2020 [ 5 , 7 ]. The widespread misuse of OPs has caused health problems ranging from short-term effects, such as headache and nausea, to chronic effects, such as cancer, reproductive harm, immunosuppression, endocrine disruption and acute neurological damage [ 8 , 9 , 10 ]. Recent evidence indicates that pesticides accounted for 14–20% of global suicides from 2006 to 2015 and led to 110,000–168,000 fatalities annually from 2010 to 2014 [ 11 ]. This might be mainly attributed to mishandling and inappropriate use of pesticides.
Pesticide exposure is one of the main work-related risks for farmers in developing countries. The primary exposure routes include dietary residue exposure, occupational exposure, indoor and outdoor pesticide exposure, and incorrect pesticide application to domestic animals [ 12 ]. The improper handling of pesticides by users, mainly farmers, is one of the risk factors for the occurrence of health problems associated with pesticides [ 13 ]. The global impact of the inappropriate handling of pesticides led to 155,488 deaths and 7,362,493 disability-adjusted life years (DALYs) in 2016 [ 14 ]. Improper handling is a significant concern in many developing countries, including different African regions, and results in serious health threats [ 13 , 15 , 16 , 17 ].
The Food and Agriculture Organization (FAO) and World Health Organization (WHO) recommend that pesticide applicators always use personal protective equipment (PPE), such as a face mask or respirator, washable hats, eye-wear and face protection (goggles), safe shoes/boots, aprons, gloves, and clean long-sleeved coveralls, during the application of pesticides. They also recommend the need to ensure proper storage and management of empty pesticide containers, leftover pesticide residues, and application equipment. To this end, the current review aimed to measure the level of compliance with FAO/WHO recommendations for safety practices in the use of PPEs by pesticide applicators and the extent of leftover pesticide residue and empty pesticide container management in the African region. To our knowledge, only two reviews have elucidated the role of PPE in the prevention of pesticide use risks in agricultural settings and the factors affecting PPE use; however, there is scarce evidence generated through systematic reviews and meta-analyses to determine the combined level of PPE use, management of empty pesticide containers, and leftover pesticide residues in the African region.
Therefore, this study aimed to determine the safety practices among pesticide applicators in the African region. The findings of the review will be used as input to design appropriate interventions to protect the health of pesticide operators, re-entry workers, bystanders, residents, and the environment at large.
The eligibility criteria, inclusion criteria.
Pesticide applicators/users in the African regions.
None of the included studies reported pesticide safety practices, including the use of personal protective equipment (PPE), including masks, gloves, head protection (hat), safety boots, and coveralls, and studies reported places for pesticide storage and empty container management.
Pesticide application safety practices.
Full-text, peer-reviewed, and published articles written in English.
Articles published from 2010 to January 2024.
Studies conducted in the African region.
Review articles, reports, editorial papers, short communications, preprints, articles with a high risk of bias, and commentaries were excluded from this study.
The authors (DAM, AG, and RAT) retrieved articles from different electronic databases, such as SCOPUS, PubMed, Web of Science, DOAJ, Google Scholar, and National Repository, from November 12, 2023, to January 2, 2024.
To retrieve these articles, the authors used a combination of Boolean logic operators (AND, OR, and NOT), Medical Subject Headings (MeSH), and main keywords. Furthermore, after the search for the articles was performed from the included electronic databases and their eligibility was assessed, the references within eligible studies were further screened for additional articles. The search strategies employed in this study are summarized in Table 1 .
The authors used a PRISMA flow chart for the selection of studies. This PRISMA flow chart provides the number of articles included in the study, as well as those excluded from the study, with the reasons for exclusion. The duplicated articles were also checked and removed using ENDNOTE (Thomson Reuters, USA).
The authors (DAM, AG, and RAT) independently screened the articles based on their titles and abstracts to determine their eligibility. Then, the authors evaluated the full-text articles (DAM, AG, and RAT) to determine their eligibility for the current study. Disagreements between the authors concerning the inclusion and exclusion of articles were resolved by consensus after discussion. Finally, articles that met the inclusion criteria and eligible articles were included in the present study.
After the authors (DAM, AG, and RAT) evaluated the articles for eligibility, the quality of the articles was assessed using the Joanna Briggs Institute Critical Assessment Tool (JBI), which was used to evaluate the quality of the prevalence studies [ 21 ]. This tool has nine evaluation criteria. Each parameter was given a value of one if it met the criteria and zero if it did not. Then, based on the total score obtained from the nine evaluation criteria, each article was categorized as having a low, moderate, or high risk of bias, as those articles scored 85% or above, 60–85%, or 60% or less, respectively. Those articles with a moderate or low risk of bias were included in the current study. Disagreements between the authors of this work (DAM, AG, and RAT) during the quality evaluation of the article were resolved by discussing unclear points and repeating the same procedures. The JBI critical appraisal tools with nine evaluation criteria include the following: [ 1 ] appropriate sampling frame; [ 2 ] proper sampling technique; [ 3 ] adequate sample size; [ 4 ] description of the study subject and setting description; [ 5 ] sufficient data analysis; [ 6 ] use of valid methods for the identified conditions; [ 7 ] valid measurement for all participants; [ 8 ] use of appropriate statistical analysis; and [ 9 ] adequate response rate.
The data were extracted from the included articles using Microsoft Excel (developed by the authors). The data regarding the main characteristics and outcomes of the studies, including publication year, location/region where the study was conducted, study population, and pesticide safety practices, including the use of personal PPE (mask, glove, head protection (hat), safety shoes/boot and coverall), location for pesticide storage and empty container management, were extracted from the included articles. Finally, disagreements regarding the data extraction were resolved through discussion.
The pooled prevalence of pesticide safety practices among pesticide applicators was determined using Comprehensive Meta-Analysis version 3.0 statistical software and Stata Version 17.0. Prevalence with 95% confidence intervals (95% CIs) were calculated. The pooled prevalence was determined for different pesticide safety practices, including the use of PPEs and the safe management of empty containers, as we were the location for pesticide storage. The data were cleaned and re-entered for each practice to reduce error. The cleaned data were then visualized using a forest plot. The heterogeneity between the articles was evaluated using the I-squared test (I 2 statistics). The I 2 describes the percentage of total variation across studies due to heterogeneity rather than chance. A random-effects model was applied when heterogeneity existed in pooled studies. A random effects approach incorporates both within-study and between-study variability. When the I 2 index was greater than 50%, a random effects model was used to calculate the pooled prevalence of PPE use. Otherwise, a fixed-effects model was applied when the heterogeneity was insignificant and the I 2 index was less than 50%. The level of heterogeneity was classified as heterogeneity might not be important (0% ≤ I 2 ≤ 25%), represented moderate heterogeneity (25% < I 2 ≤ 50%), represented substantial heterogeneity (50% < I 2 ≤ 75%), and 75% < I 2 ≤ 100% implied considerable heterogeneity [ 22 ]. Furthermore, subgroup analysis of the data was performed based on the location where the study was conducted (country) and the publication year. Differences with p values less than 0.05 were considered to indicate statistical significance. Sensitivity analysis was performed to evaluate the robustness of the pooled prevalence of studies. Publication bias was evaluated with a funnel plot.
For this study, 2174 articles were retrieved from various electronic databases, and 870 were excluded because they were duplicated. After the articles were evaluated based on their title and abstracts, 363 studies were excluded. Furthermore, 444 articles were excluded after 480 articles were evaluated for their objective, methods, and outcomes of interest. Thirty-six full-text articles were assessed for bias, 12 of which were excluded due to a high risk of bias. Finally, 24 articles conducted in various African countries that met the eligibility criteria were included in this study (Fig. 1 ).
PRISMA flowchart of study selection to determine pesticide safety practices in the African Region, 2024
In the present study, 7146 participants, ranging from 70 [ 23 ] to 644 [ 24 ], were included. Among the 24 articles included from 10 African countries, 8, 4, 3, 2, and 2 were from Ethiopia [ 15 , 24 , 25 , 26 , 27 , 28 , 29 , 30 ], Nigeria [ 31 , 32 , 33 , 34 ], Ghana [ 35 , 36 , 37 ], Tanzania [ 38 , 39 ] and Cameroon [ 40 , 41 ], respectively. The remaining 5 articles were conducted in Benin [ 42 ], Rwanda [ 43 ], Uganda [ 44 ], Egypt [ 23 ], and Kenya [ 45 ].
Among the included articles, 19 studies reported the use of masks [ 23 , 24 , 25 , 26 , 29 , 30 , 31 , 32 , 33 , 34 , 35 , 37 , 38 , 40 , 41 , 42 , 43 , 44 , 45 ] during pesticide application. Similarly, 19 studies reported the use of gloves [ 23 , 24 , 25 , 26 , 29 , 30 , 31 , 32 , 33 , 34 , 35 , 37 , 38 , 40 , 41 , 42 , 43 , 44 , 45 ] during the application of pesticides, while 18, 14, and 16 articles reported the use of safe shoes (boots) [ 23 , 24 , 25 , 28 , 29 , 30 , 31 , 32 , 33 , 35 , 37 , 38 , 40 , 41 , 42 , 43 , 44 , 45 ], coverall [ 23 , 24 , 25 , 28 , 29 , 30 , 31 , 35 , 37 , 40 , 41 , 43 , 44 , 45 ] and head protector (hat) [ 23 , 24 , 25 , 26 , 28 , 29 , 30 , 32 , 33 , 35 , 37 , 38 , 40 , 42 , 43 , 44 ], respectively. Furthermore, 12 and 11 studies reported the place of pesticide storage [ 15 , 29 , 30 , 31 , 32 , 33 , 34 , 36 , 37 , 40 , 43 , 45 ] and the management of empty pesticide containers [ 23 , 24 , 28 , 29 , 30 , 31 , 32 , 33 , 34 , 39 , 42 ], respectively (Table 2 ).
Use of personal protective equipment, the prevalence of the use of face masks.
Figure 2 shows the use of face masks during pesticide application. A random-effects model was utilized due to significant heterogeneity (I 2 = 97.90%, p < 0.001). The pooled prevalence of the use of masks during pesticide application was 18.0% (95% CI: 11.9 to 26.3%), with a p value < 0.001 (Fig. 2 ).
Meta-analysis of the pooled prevalence of the use of face masks among pesticide applicators during pesticide application in the African region
Figure 3 illustrates the use of gloves during pesticide application. A random-effects model was employed because of the significant heterogeneity (I 2 = 98.02%, p < 0.001) to compute the pooled estimate. The pooled prevalence of the use of gloves during pesticide application among the applicators was 18.1% (95% CI: 11.7 to 26.9%), p value < 0.001 (Fig. 3 ).
Meta-analysis of the pooled prevalence of glove use among pesticide applicators during pesticide application in the African region
Figure 4 Illustrates the use of shoes during pesticide application. Because of the significant heterogeneity (I 2 =97.97%, p <0.001), arandom effects model was utilized to calculate the pooled estimate. The overall pooled prevalence of the use of safe shoes (boots) during pesticide application was 23.5% (95% CI: 15.8 to 33.5%), with a P value <0.001 (Fig. 4 ).
Meta-analysis of the pooled prevalence of wearing safe shoes (boots) among pesticide applicators during pesticide application in the African Region
Figure 5 shows the wearing of full-body protection during pesticide application. Because of the significant heterogeneity (I 2 = 98.36%, p < 0.001), a random effects model was used to compute the pooled prevalence. The pooled prevalence of wearing coveralls during the application of pesticides was 25.9% (95% CI: 16.2 to 38.7%), with a p value = 0.001 (Fig. 5 ).
Meta-analysis of the overall prevalence of wearing pesticides among pesticide applicators in the African Region
Figure 6 depicts the use of wearing head protection during pesticide application. Because of the significant heterogeneity (I2 = 97.45%, p < 0.001), a random effects model was used to compute the pooled prevalence. The overall pooled prevalence of wearing head protectors (hats) during pesticide application was 14.4% (95% CI: 9.00 to 22.2%), with a p value < 0.001 (Fig. 6 ).
Meta-analysis of the pooled prevalence of wearing head protectors during pesticide application among pesticide applicators in the African Region
Practice-storage of pesticide residues in house before or after application.
Figure 7 illustrates the storage location of pesticide residues before or after application by pesticide applicators. A random-effects model was used to compute the pooled prevalence because of the presence of significant heterogeneity (I 2 = 98.26%, p < 0.001). The pooled prevalence of storing pesticide residues in the house or living room was 51.4% (95% CI: 37.6 to 65.1%), with a p value < 0.05 (Fig. 7 ).
Meta-analysis of the pooled prevalence of stored pesticide residues in the living room before and/or after pesticide application in the African region
Figure 8 illustrates the pooled prevalence of reusing pesticide containers for different purposes. Arandom-effects model was used because of the presence of significant heterogeneity (I 2 = 96.94%, P <0.001) to calculate the pooled prevalence. The pooled prevalence of pesticide container reuse was 26.4% (95% CI: 18.8 to 35.7%), with a P value < 0.001(Figure 8 ).
In this study, the results of the meta-analysis demonstrated that there were statistically significant ( p < 0.05) differences in the pooled prevalence of pesticide safety practices (Figs. 2 , 3 , 4 , 5 , 6 , 7 and 8 ) among the included studies. Additionally, the meta-analysis revealed significant heterogeneity (I 2 > 75%, p < 0.001) in the studies examining the prevalence of pesticide safety practices, indicating considerable variation. These significant heterogeneity values imply that factors other than random variation may contribute to the observed differences, such as variations in study design (reliability of outcome measures), applicator characteristics (such as age, sex and health status) and exposure levels (application dose, duration of application).
Table 3 illustrates the subgroup analysis based on the study area, publication year, and pooled prevalence with 95% CIs. Based on the data extracted from more than one article, the pooled prevalence of the use of face masks in Cameroon, Ethiopia, Ghana, and Nigeria was 32.5%, 13.5%, 27.8%, and 38.0%, respectively. The pooled prevalence of the use of gloves in Cameroon, Ethiopia, Ghana, and Nigeria was 8.3%, 11.8%, 30.6% and 51.1%, respectively. Moreover, this study revealed that the prevalence of reuse of empty pesticide containers in Benin, Egypt, Ethiopia, Ghana, Nigeria, and Tanzania was 22.7%, 25.7%, 31.0%, 20.7%, 30.0%, and 9.0%, respectively (Table 3 ).
In this study, meta-regression was employed to examine potential sourcesources of heterogeneity (e.g., the impact of sample size) for each pesticide safety practice using a random effects model (Table 4 ).
Keys: CI: Confidence Interval .
To take all potential outliers into account, the sensitivity analysis was conducted by removing the largest and/or smallest outcomes, which were expected to influence the overall pooled estimate. Table 5 indicates the final pooled estimates after removing the outliers, and those outliers were assessed by running a funnel plot for each pesticide safety practice (Figs. 9 and 10 ).
Funnel plot of the effects of face masks ( A ), protective gloves ( B ), safe shoes ( C ), and overall wearing of PPEs ( D ) in studies of pesticide safety practices in African regions for investigating publication bias. The black solid circle data point indicates the number of the largest and/or smallest study outcomes removed from each pesticide safety practice
Funnel plot of head protection ( E ), in-house pesticide storage ( F ), and reuse empty container of pesticide ( G ) from the studies of pesticide safety practice in African regions for investigating publication bias. The black solid circle data point indicates the number of removed largest and/or smallest study outcomes from each pesticide safety practice
This systematic review and meta-analysis aimed to determine and provide information on pesticide safety practices and their health risks among pesticide applicators in the African region. In the present study, 2174 articles were recovered from the included electronic databases, 24 of which were published in various African countries, met the eligibility criteria and were included in this study.
As pesticide usage has been continuous, farmers should use appropriate personal protective equipment (PPE) at all stages of pesticide handling and application, particularly in developing countries [ 46 ]. However, evidence has revealed that farmers do not use PPE properly before, during, or after pesticide application [ 46 ]. The findings of the present study indicated that the pooled prevalence of the use of face masks during pesticide application was approximately 18%. This finding was lower than the global prevalence of face mask use (43%) [ 20 ]. The variation may be attributed to the difference in the scope of the study, where the current study focused only on the African region.
Protective gloves and workplace hygiene can reduce exposure to pesticides and the risk of various diseases, including Parkinson’s disease [ 47 ]. However, the current study revealed that the combined prevalence of glove use during pesticide application among pesticide applicators was 18%. This finding was lower than the results reported by a systematic review conducted by Sapbamrer and Thammachai, where the global prevalence of glove use was approximately 41% [ 20 ]. The variation may be due to the difference in the implementation of safety practices and the scope of the study.
Similarly, the overall pooled prevalence of wearing coveralls and head protection was approximately 26% and 14%, respectively. The findings of the current study were lower than those of a study conducted elsewhere, where the global prevalence of the use of head protection (hats) was nearly 47%, and 34% in the African region [ 20 ]. Furthermore, the present study findings indicated that the pooled prevalence of the use of safe shoes (boots) during pesticide application was approximately 23%, which was lower than that reported elsewhere, where the prevalence of the use of safe shoes (boots) was nearly 45% [ 20 ].
Based on a subgroup analysis, the pooled prevalence of the use of different PPEs varied across different African countries. The prevalence of mask use during pesticide application in Cameroon, Ethiopia, Ghana, and Nigeria was nearly 33%, 14%, 28%, and 38%, respectively. Similarly, the pooled prevalence of the use of gloves was 8%, 12%, 31%, and 51% in Cameroon, Ethiopia, Ghana, and Nigeria, respectively. Furthermore, the prevalence of the reuse of empty pesticide containers was approximately 23%, 26%, 31%, 21%, 30%, and 9% in Benin, Egypt, Ethiopia, Ghana, Nigeria, and Tanzania, respectively. In addition to the variation in the prevalence of safety practices among the African countries under investigation, the prevalence of pesticide safety practices in each country was also low.
Furthermore, appropriate storage of pesticide residues and proper management of leftover pesticide residues and empty containers play pivotal roles in the prevention of pesticide exposure. However, the current study revealed that approximately half (51%) of the users had stored pesticide residues in their living room, while approximately 26% reused empty pesticide containers. This indicates the need for urgent intervention to improve the level of safety practices among pesticide applicators, particularly in the African region. In general, b ased on the findings of this systematic review and meta-analysis, the pooled prevalence of pesticide safety practices is insufficient in the African region. This may be attributed to several reasons, such as deficient and ineffective pesticide management, monitoring, and evaluation systems, poor restrictive law enforcement, poor accessibility of PPE at affordable prices, poor awareness about short- and long-term health risks of pesticide exposure and inadequate pesticide waste disposal, which are crucial points that require interventions to safeguard the health of pesticide applicators and the public at large.
This study used multiple electronic databases to retrieve articles. The quality of the articles was assessed using standard tools for quality assessment of prevalence studies (JBI). Furthermore, this study was conducted using PRISMA guidelines or protocols for systematic review and meta-analysis. In addition to the study’s strengths, there were several limitations, including methodological limitations, such as language bias resulting from the search being limited to English, the scarcity of high-quality publications, and poor or no reporting of some variables in the identified studies (e.g. wind direction during pesticide application, showering habits post-application, and risks of child exposure). When interpreting the pooled estimate because of the potential heterogeneity in the included studies, attention should be given to this issue. Despite these limitations, this meta-analysis provides credible findings that are essential for designing appropriate interventions.
In conclusion, the present study revealed poor pesticide safety practices, including adequate use of facemasks, gloves, hats, and overall safe shoes, among pesticide applicators in the African region. PPEs have a privileged position in safety interventions in many countries for the control of pesticide exposure, even though they should only be used as a last alternative in the hierarchy of pesticide prevention and control measures. Nearly half of the participants reported that storing pesticides in their living rooms can pose a major health risk, and a substantial proportion of respondents reported the reuse of pesticide empty containers for other purposes.
The application of appropriate safety practices is recommended to reduce the health risks associated with pesticide exposure. Regional institutions, policymakers, agricultural extension services, and health education programs should plan appropriate interventions to improve pesticide safety practices and increase public awareness. In-depth education and field-based practical-oriented regular training for farmers about the proper use of PPEs during pesticide application is imperative for improving their understanding. Optimizing the pesticide management system through strict law enforcement of pesticide use and handling and providing adequate pesticide safety in-service training to ensure sufficient knowledge and skills to adopt self-protective behaviors are essential.
No datasets were generated or analysed during the current study.
Comprehensive Meta-Analysis
Food and Agriculture Organization of the United Nations
Joanna Briggs Institute
Medical subject heading
Organochlorine pesticides
Personal Protective Equipment
Preferred Reporting Items for Systematic Review and Meta-Analysis
World Health Organization
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D.A made contributions to the conception and design, literature search, study selection, data extraction, risk of bias assessment, data analysis, and drafting of the manuscript. A.G, and R.A contributed to the conception, design of the study, risk of bias assessment, data analysis, data interpretation, and revision of the manuscript for critically important intellectual content; revision of the manuscript. All authors have read and approved the final version of the manuscript and agree with the order of the presentation of the authors.
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Mengistu, D.A., Geremew, A. & Tessema, R.A. Pesticide safety practice and its public health risk in African regions: systematic review and meta-analysis. BMC Public Health 24 , 2295 (2024). https://doi.org/10.1186/s12889-024-19764-4
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