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How to write a research plan: Step-by-step guide
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30 January 2024
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Today’s businesses and institutions rely on data and analytics to inform their product and service decisions. These metrics influence how organizations stay competitive and inspire innovation. However, gathering data and insights requires carefully constructed research, and every research project needs a roadmap. This is where a research plan comes into play.
Read this step-by-step guide for writing a detailed research plan that can apply to any project, whether it’s scientific, educational, or business-related.
- What is a research plan?
A research plan is a documented overview of a project in its entirety, from end to end. It details the research efforts, participants, and methods needed, along with any anticipated results. It also outlines the project’s goals and mission, creating layers of steps to achieve those goals within a specified timeline.
Without a research plan, you and your team are flying blind, potentially wasting time and resources to pursue research without structured guidance.
The principal investigator, or PI, is responsible for facilitating the research oversight. They will create the research plan and inform team members and stakeholders of every detail relating to the project. The PI will also use the research plan to inform decision-making throughout the project.
- Why do you need a research plan?
Create a research plan before starting any official research to maximize every effort in pursuing and collecting the research data. Crucially, the plan will model the activities needed at each phase of the research project .
Like any roadmap, a research plan serves as a valuable tool providing direction for those involved in the project—both internally and externally. It will keep you and your immediate team organized and task-focused while also providing necessary definitions and timelines so you can execute your project initiatives with full understanding and transparency.
External stakeholders appreciate a working research plan because it’s a great communication tool, documenting progress and changing dynamics as they arise. Any participants of your planned research sessions will be informed about the purpose of your study, while the exercises will be based on the key messaging outlined in the official plan.
Here are some of the benefits of creating a research plan document for every project:
Project organization and structure
Well-informed participants
All stakeholders and teams align in support of the project
Clearly defined project definitions and purposes
Distractions are eliminated, prioritizing task focus
Timely management of individual task schedules and roles
Costly reworks are avoided
- What should a research plan include?
The different aspects of your research plan will depend on the nature of the project. However, most official research plan documents will include the core elements below. Each aims to define the problem statement , devising an official plan for seeking a solution.
Specific project goals and individual objectives
Ideal strategies or methods for reaching those goals
Required resources
Descriptions of the target audience, sample sizes , demographics, and scopes
Key performance indicators (KPIs)
Project background
Research and testing support
Preliminary studies and progress reporting mechanisms
Cost estimates and change order processes
Depending on the research project’s size and scope, your research plan could be brief—perhaps only a few pages of documented plans. Alternatively, it could be a fully comprehensive report. Either way, it’s an essential first step in dictating your project’s facilitation in the most efficient and effective way.
- How to write a research plan for your project
When you start writing your research plan, aim to be detailed about each step, requirement, and idea. The more time you spend curating your research plan, the more precise your research execution efforts will be.
Account for every potential scenario, and be sure to address each and every aspect of the research.
Consider following this flow to develop a great research plan for your project:
Define your project’s purpose
Start by defining your project’s purpose. Identify what your project aims to accomplish and what you are researching. Remember to use clear language.
Thinking about the project’s purpose will help you set realistic goals and inform how you divide tasks and assign responsibilities. These individual tasks will be your stepping stones to reach your overarching goal.
Additionally, you’ll want to identify the specific problem, the usability metrics needed, and the intended solutions.
Know the following three things about your project’s purpose before you outline anything else:
What you’re doing
Why you’re doing it
What you expect from it
Identify individual objectives
With your overarching project objectives in place, you can identify any individual goals or steps needed to reach those objectives. Break them down into phases or steps. You can work backward from the project goal and identify every process required to facilitate it.
Be mindful to identify each unique task so that you can assign responsibilities to various team members. At this point in your research plan development, you’ll also want to assign priority to those smaller, more manageable steps and phases that require more immediate or dedicated attention.
Select research methods
Once you have outlined your goals, objectives, steps, and tasks, it’s time to drill down on selecting research methods . You’ll want to leverage specific research strategies and processes. When you know what methods will help you reach your goals, you and your teams will have direction to perform and execute your assigned tasks.
Research methods might include any of the following:
User interviews : this is a qualitative research method where researchers engage with participants in one-on-one or group conversations. The aim is to gather insights into their experiences, preferences, and opinions to uncover patterns, trends, and data.
Field studies : this approach allows for a contextual understanding of behaviors, interactions, and processes in real-world settings. It involves the researcher immersing themselves in the field, conducting observations, interviews, or experiments to gather in-depth insights.
Card sorting : participants categorize information by sorting content cards into groups based on their perceived similarities. You might use this process to gain insights into participants’ mental models and preferences when navigating or organizing information on websites, apps, or other systems.
Focus groups : use organized discussions among select groups of participants to provide relevant views and experiences about a particular topic.
Diary studies : ask participants to record their experiences, thoughts, and activities in a diary over a specified period. This method provides a deeper understanding of user experiences, uncovers patterns, and identifies areas for improvement.
Five-second testing: participants are shown a design, such as a web page or interface, for just five seconds. They then answer questions about their initial impressions and recall, allowing you to evaluate the design’s effectiveness.
Surveys : get feedback from participant groups with structured surveys. You can use online forms, telephone interviews, or paper questionnaires to reveal trends, patterns, and correlations.
Tree testing : tree testing involves researching web assets through the lens of findability and navigability. Participants are given a textual representation of the site’s hierarchy (the “tree”) and asked to locate specific information or complete tasks by selecting paths.
Usability testing : ask participants to interact with a product, website, or application to evaluate its ease of use. This method enables you to uncover areas for improvement in digital key feature functionality by observing participants using the product.
Live website testing: research and collect analytics that outlines the design, usability, and performance efficiencies of a website in real time.
There are no limits to the number of research methods you could use within your project. Just make sure your research methods help you determine the following:
What do you plan to do with the research findings?
What decisions will this research inform? How can your stakeholders leverage the research data and results?
Recruit participants and allocate tasks
Next, identify the participants needed to complete the research and the resources required to complete the tasks. Different people will be proficient at different tasks, and having a task allocation plan will allow everything to run smoothly.
Prepare a thorough project summary
Every well-designed research plan will feature a project summary. This official summary will guide your research alongside its communications or messaging. You’ll use the summary while recruiting participants and during stakeholder meetings. It can also be useful when conducting field studies.
Ensure this summary includes all the elements of your research project . Separate the steps into an easily explainable piece of text that includes the following:
An introduction: the message you’ll deliver to participants about the interview, pre-planned questioning, and testing tasks.
Interview questions: prepare questions you intend to ask participants as part of your research study, guiding the sessions from start to finish.
An exit message: draft messaging your teams will use to conclude testing or survey sessions. These should include the next steps and express gratitude for the participant’s time.
Create a realistic timeline
While your project might already have a deadline or a results timeline in place, you’ll need to consider the time needed to execute it effectively.
Realistically outline the time needed to properly execute each supporting phase of research and implementation. And, as you evaluate the necessary schedules, be sure to include additional time for achieving each milestone in case any changes or unexpected delays arise.
For this part of your research plan, you might find it helpful to create visuals to ensure your research team and stakeholders fully understand the information.
Determine how to present your results
A research plan must also describe how you intend to present your results. Depending on the nature of your project and its goals, you might dedicate one team member (the PI) or assume responsibility for communicating the findings yourself.
In this part of the research plan, you’ll articulate how you’ll share the results. Detail any materials you’ll use, such as:
Presentations and slides
A project report booklet
A project findings pamphlet
Documents with key takeaways and statistics
Graphic visuals to support your findings
- Format your research plan
As you create your research plan, you can enjoy a little creative freedom. A plan can assume many forms, so format it how you see fit. Determine the best layout based on your specific project, intended communications, and the preferences of your teams and stakeholders.
Find format inspiration among the following layouts:
Written outlines
Narrative storytelling
Visual mapping
Graphic timelines
Remember, the research plan format you choose will be subject to change and adaptation as your research and findings unfold. However, your final format should ideally outline questions, problems, opportunities, and expectations.
- Research plan example
Imagine you’ve been tasked with finding out how to get more customers to order takeout from an online food delivery platform. The goal is to improve satisfaction and retain existing customers. You set out to discover why more people aren’t ordering and what it is they do want to order or experience.
You identify the need for a research project that helps you understand what drives customer loyalty . But before you jump in and start calling past customers, you need to develop a research plan—the roadmap that provides focus, clarity, and realistic details to the project.
Here ’s an example outline of a research plan you might put together:
Project title
Project members involved in the research plan
Purpose of the project (provide a summary of the research plan’s intent)
Objective 1 (provide a short description for each objective)
Objective 2
Objective 3
Proposed timeline
Audience (detail the group you want to research, such as customers or non-customers)
Budget (how much you think it might cost to do the research)
Risk factors/contingencies (any potential risk factors that may impact the project’s success)
Remember, your research plan doesn’t have to reinvent the wheel—it just needs to fit your project’s unique needs and aims.
Customizing a research plan template
Some companies offer research plan templates to help get you started. However, it may make more sense to develop your own customized plan template. Be sure to include the core elements of a great research plan with your template layout, including the following:
Introductions to participants and stakeholders
Background problems and needs statement
Significance, ethics, and purpose
Research methods, questions, and designs
Preliminary beliefs and expectations
Implications and intended outcomes
Realistic timelines for each phase
Conclusion and presentations
How many pages should a research plan be?
Generally, a research plan can vary in length between 500 to 1,500 words. This is roughly three pages of content. More substantial projects will be 2,000 to 3,500 words, taking up four to seven pages of planning documents.
What is the difference between a research plan and a research proposal?
A research plan is a roadmap to success for research teams. A research proposal, on the other hand, is a dissertation aimed at convincing or earning the support of others. Both are relevant in creating a guide to follow to complete a project goal.
What are the seven steps to developing a research plan?
While each research project is different, it’s best to follow these seven general steps to create your research plan:
Defining the problem
Identifying goals
Choosing research methods
Recruiting participants
Preparing the brief or summary
Establishing task timelines
Defining how you will present the findings
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- A Research Guide
- Research Paper Guide
How to Write a Research Plan
- Research plan definition
- Purpose of a research plan
- Research plan structure
- Step-by-step writing guide
Tips for creating a research plan
- Research plan examples
Research plan: definition and significance
What is the purpose of a research plan.
- Bridging gaps in the existing knowledge related to their subject.
- Reinforcing established research about their subject.
- Introducing insights that contribute to subject understanding.
Research plan structure & template
Introduction.
- What is the existing knowledge about the subject?
- What gaps remain unanswered?
- How will your research enrich understanding, practice, and policy?
Literature review
Expected results.
- Express how your research can challenge established theories in your field.
- Highlight how your work lays the groundwork for future research endeavors.
- Emphasize how your work can potentially address real-world problems.
5 Steps to crafting an effective research plan
Step 1: define the project purpose, step 2: select the research method, step 3: manage the task and timeline, step 4: write a summary, step 5: plan the result presentation.
- Brainstorm Collaboratively: Initiate a collective brainstorming session with peers or experts. Outline the essential questions that warrant exploration and answers within your research.
- Prioritize and Feasibility: Evaluate the list of questions and prioritize those that are achievable and important. Focus on questions that can realistically be addressed.
- Define Key Terminology: Define technical terms pertinent to your research, fostering a shared understanding. Ensure that terms like “church” or “unreached people group” are well-defined to prevent ambiguity.
- Organize your approach: Once well-acquainted with your institution’s regulations, organize each aspect of your research by these guidelines. Allocate appropriate word counts for different sections and components of your research paper.
Research plan example
- Writing a Research Paper
- Research Paper Title
- Research Paper Sources
- Research Paper Problem Statement
- Research Paper Thesis Statement
- Hypothesis for a Research Paper
- Research Question
- Research Paper Outline
- Research Paper Summary
- Research Paper Prospectus
- Research Paper Proposal
- Research Paper Format
- Research Paper Styles
- AMA Style Research Paper
- MLA Style Research Paper
- Chicago Style Research Paper
- APA Style Research Paper
- Research Paper Structure
- Research Paper Cover Page
- Research Paper Abstract
- Research Paper Introduction
- Research Paper Body Paragraph
- Research Paper Literature Review
- Research Paper Background
- Research Paper Methods Section
- Research Paper Results Section
- Research Paper Discussion Section
- Research Paper Conclusion
- Research Paper Appendix
- Research Paper Bibliography
- APA Reference Page
- Annotated Bibliography
- Bibliography vs Works Cited vs References Page
- Research Paper Types
- What is Qualitative Research
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FLEET LIBRARY | Research Guides
Rhode island school of design, create a research plan: research plan.
- Research Plan
- Literature Review This link opens in a new window
- Related Guides
A research plan is a framework that shows how you intend to approach your topic. The plan can take many forms: a written outline, a narrative, a visual/concept map or timeline. It's a document that will change and develop as you conduct your research. Components of a research plan
1. Research conceptualization - introduces your research question
2. Research methodology - describes your approach to the research question
3. Literature review, critical evaluation and synthesis - systematic approach to locating,
reviewing and evaluating the work (text, exhibitions, critiques, etc) relating to your topic
4. Communication - geared toward an intended audience, shows evidence of your inquiry
Research conceptualization refers to the ability to identify specific research questions, problems or opportunities that are worthy of inquiry. Research conceptualization also includes the skills and discipline that go beyond the initial moment of conception, and which enable the researcher to formulate and develop an idea into something researchable ( Newbury 373).
Research methodology refers to the knowledge and skills required to select and apply appropriate methods to carry through the research project ( Newbury 374) .
Method describes a single mode of proceeding; methodology describes the overall process.
Method - a way of doing anything especially according to a defined and regular plan; a mode of procedure in any activity
Methodology - the study of the direction and implications of empirical research, or the sustainability of techniques employed in it; a method or body of methods used in a particular field of study or activity *Browse a list of research methodology books or this guide on Art & Design Research
Literature Review, critical evaluation & synthesis
A literature review is a systematic approach to locating, reviewing, and evaluating the published work and work in progress of scholars, researchers, and practitioners on a given topic.
Critical evaluation and synthesis is the ability to handle (or process) existing sources. It includes knowledge of the sources of literature and contextual research field within which the person is working ( Newbury 373).
Literature reviews are done for many reasons and situations. Here's a short list:
Sources to consult while conducting a literature review:
Online catalogs of local, regional, national, and special libraries
meta-catalogs such as worldcat , Art Discovery Group , europeana , world digital library or RIBA
subject-specific online article databases (such as the Avery Index, JSTOR, Project Muse)
digital institutional repositories such as Digital Commons @RISD ; see Registry of Open Access Repositories
Open Access Resources recommended by RISD Research LIbrarians
works cited in scholarly books and articles
print bibliographies
the internet-locate major nonprofit, research institutes, museum, university, and government websites
search google scholar to locate grey literature & referenced citations
trade and scholarly publishers
fellow scholars and peers
Communication
Communication refers to the ability to
- structure a coherent line of inquiry
- communicate your findings to your intended audience
- make skilled use of visual material to express ideas for presentations, writing, and the creation of exhibitions ( Newbury 374)
Research plan framework: Newbury, Darren. "Research Training in the Creative Arts and Design." The Routledge Companion to Research in the Arts . Ed. Michael Biggs and Henrik Karlsson. New York: Routledge, 2010. 368-87. Print.
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Research Plan: What Is It & How To Write It [with Templates]
In today's fast-paced world, comprehensive data and analytics are crucial for businesses and institutions to streamline their decision-making processes. Therefore, to gather truly valuable insights, a meticulously designed research proposal is necessary. This is where many research teams fall short, focusing only on general research planning instead of creating a holistic research plan.Basic research planning encompasses only the initial stages of a research project, focusing on defining research questions, timelines, objectives, and methods. While crucial, it offers only a rudimentary outline of the research approach.
On the other hand, a well-executed research plan is a detailed, systematic, and structured document that outlines every aspect of the project. It ensures a focused, organized, and rigorous approach that maximizes the quality and reliability of the research findings.
What Is a Research Plan?
A research plan is a comprehensive document that outlines the entirety of your research project. It details the research process, from defining the problem statement and research objectives to selecting the research method and outlining the expected outcomes. This plan serves as a blueprint for your research activities, ensuring a focused and efficient approach.
The objective, methodology, and method depend on the context of your research. For instance, social media or UX research plans may focus on qualitative research methodologies , while a scientific research strategy might involve formulating hypotheses and conducting experiments.
How To Write a Research Plan in 6 Steps
Crafting an effective research plan empowers you to conduct a focused and productive investigation. Here's a step-by-step guide to help you create a plan tailored to your specific needs:
Define the Purpose of Your Project
As a starting point for your research plan, you need to clearly articulate what you aim to achieve with your research. What questions are you seeking to answer? What problem are you trying to solve? Properly defining the project’s purpose ensures your research remains focused and avoids scope creep.
Identify Research Objectives
After you have defined what the main goal for the project is, you will have to identify the specific steps or objectives needed to achieve your goal. This will help you streamline your process in a more efficient way.
Noting down individual objectives can be especially helpful if a large group is working on the project, as they can allocate tasks more effectively according to each person’s expertise. Even if a single person is conducting the research, the identified steps can assist them in sorting tasks according to their priority.
Develop a Hypothesis
In some research projects, you might benefit from developing a hypothesis , which, in basic terms, is a tentative prediction about the outcome of your investigation. The research plan will then include the tests and methodologies to help accurately confirm or disprove the original hypothesis.
Choose a Suitable Research Method and Sample
Choose the research methods best suited to gather the kind of data you need. Qualitative methods like focus groups, user interviews, and usability testing provide rich, in-depth insights. Quantitative methods like close-ended questionnaires offer broader data points.
A combination of both quantitative and qualitative research methods can be used if you want to take a more holistic approach. Next, identify your research sample. Define the demographics of your ideal participant and the sample size you need to come to get relevant insights.
Recruit Participants and Distribute Tasks
If you’re the one leading the research study, recruiting participants can help simplify the tasks. You can divide all the work according to each person’s proficiency, allowing you to prioritize the managerial tasks of your plan, such as how you will display your results.
Set a Realistic Timeline
Establish a clear timeline for each stage of your research, allocating sufficient time for tasks like data collection, analysis, and reporting. It is best practice to allow for extra time when noting down each task’s deadline in case a team member isn’t able to meet it or in case of any unexpected developments. A timeline is crucial even if you’re working alone, as it allows you to organize your time accordingly.
Why Do You Need a Research Plan?
A research plan is more than just a document. It's a roadmap for all your research activities. A well-defined plan helps you stay organized and focused on achieving your objectives.
The plan serves as an effective tool for transparent communication among team members and stakeholders. It also makes it easier to track the progress of research goals, ensuring everyone is on the same page.
7 Marketing Plan Templates Built and Used by Leading Companies
Actual case studies of effective research planning processes can give you valuable insight. Here are seven plan templates with different use cases created and used by renowned companies:
1. Jobs To Be Done User Research Guide at Replit
Tabish Gilani, Director Head of Product at Replit, created a user research interview guide to teach employees how to conduct interviews efficiently using the Jobs to be Done (JTBD) Framework . It is an excellent resource for companies that need to generate large-scale interview campaigns where users are “difficult to find.”
The interviews were meant to help get a more comprehensive outlook on Replit users worldwide regarding who they are, what they do, and why. The framework especially helped them with effective segmentation, as Replit is used globally for several different reasons. Therefore, according to geography, unique patterns and behaviors would be found that basic usage data cannot provide insight into.
Through the JTBD framework, they were able to interview users to pinpoint product themes to help them better understand their Ideal User Profile. This included the four forces influencing the point of view of the product, two of which are pull forces that attract the user and two push forces that repel them. They also specified four broad segmentations of behavioral, geographical, psychographic, and demographic to help them find relevant interviewees.
2. Design Methods Research Planning for Facebook Audience Insights
Behzod Sirjani, the Senior User Experience Researcher at Facebook, took an unconventional research approach that successfully helped them redesign the Audience Insight tool, which didn’t get great feedback when it was launched.
When designing the research plan , they prioritized making it fun and qualitative to get a subjective view of what users would want the ad tool to look like and why. These answers would also give a good insight into what competitors are doing right without having to go through competitive analysis.
Behzod didn’t just rely on interviews to get customer feedback. They took the approach of giving the user a blank page and marker to draw what they think will be useful for them. Then, they can ask why that will help them and delve into deeper conversations. This is great if you do not want to restrict answers.
They also kept rolling recruitment to reach higher-value customers and not spend excessive time with each. This approach worked as the team did not want empirical research but points that could help them learn and adapt to user preferences.
3. Enterprise App Management Research - Discussion Guide at Slack
Head of Research Operations at Slack, Behzod Sirjani, created an effective discussion guide used when conducting interviews with Slack Enterprise App Admin customers. This is especially helpful for B2B contexts, which was the case here.
The first part of the discussion focuses on warm-up questions to orient the participant and build a rapport. This allows the interviewer to gauge the answering style and adapt their questions accordingly for higher effectiveness.
The second part is designed to get context regarding the company and processes. The third section consists of the core questions, which are meant to take the most amount of time. This part of the discussion is where the interviewer delves deeper into how the product is managed and used and any challenges faced. At the end, the guide gives prompts on how to wrap up the discussion and get any information that may have been missed or could be discussed further.
4. Research Plan - Concept Testing at Niagahoster
Muhammad Aditya Ardiansyah, UX Researcher at Niagahoster, curated a research plan that is incredibly useful for people who want to gain insight into a feature. The plan focused mainly on getting insights about the concept and conducting usability testing.
The team first created hypotheses to validate if their feature is easy to use and useful. Their research plan also highlighted the in-depth process of creating two profile types that would include three participants each. The methods will involve in-depth interviews and moderated usability testing research to get a holistic idea of the attitudes and behaviors of users towards the product.
To incentivize participation, the research team gave a reward in the form of a discount voucher for their product, company merchandise, or money.
5. Automatic Outreach Research Process and Tracker at Coda
Coda Product Manager Matt Woods used the latest management software to help automate the process of reaching out to participants and tracking their feedback. This makes the guide particularly useful for those who want to schedule calls on scale.
This innovative method allowed for a streamlined interviewing process. It has proven to help the Coda product team get valuable insights regarding customer pains and improved user intuition.
6. Automatically Scheduling Customer Interviews at VEED
Thomas Christensen, Senior Product Manager, Growth at VEED.IO created a system that allowed them to conduct continuous interview research sessions . This was to improve user intuition and reveal the pains, desires, and unmet needs of their target market.
They segmented users into three groups:
- “Habit users” who make videos every week
- “Aha users” who just created their first video
- New users who did not make a video at all.
This allowed them to cater their outreach methods accordingly. For example, the first two types of users were sent recruitment emails. The third type was reached out via the app itself.
This approach also helped personalize the email and messages to get more responses. This guide is excellent if you want to scale your outreach process in a convenient way.
7. Qualitative and Quantitative Design Research Approach at Reforge
Lead Product Designer at Reforge, Ali Riehle, created a diagram to help guide their cross-functional research project . This spectacular guide can help you create a research plan that uses both quantitative and qualitative methods.
The structured approach using the diagram allowed each stage and task to be distinguished, which helped streamline communication and collaboration across the three different pods. The research outcomes heavily and positively contributed to the creation of Reforge’s strategy for 2024.
Click here to discover more of our Research Plan artifacts.
How To Customize a Research Plan Template
When selecting a template to customize for your research project, make sure it covers all essential components, such as:
- Introduction: Briefly introduce the research topic and target audience.
- Background: Define the problem or opportunity you're addressing.
- Objectives: Clearly outline your specific research goals.
- Methodology: Explain how you'll collect and analyze data.
- Timeline: Set realistic deadlines for each research stage.
- Expected Outcomes: Describe the anticipated results of your research.
- Communication Plan: Outline how you'll present your research findings.
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Writing the Research Plan for Your Academic Job Application
By Jason G. Gillmore, Ph.D., Associate Professor, Department of Chemistry, Hope College, Holland, MI
A research plan is more than a to-do list for this week in lab, or a manila folder full of ideas for maybe someday—at least if you are thinking of a tenure-track academic career in chemistry at virtually any bachelor’s or higher degree–granting institution in the country. A perusal of the academic job ads in C&EN every August–October will quickly reveal that most schools expect a cover letter (whether they say so or not), a CV, a teaching statement, and a research plan, along with reference letters and transcripts. So what is this document supposed to be, and why worry about it now when those job ads are still months away?
What Is a Research Plan?
A research plan is a thoughtful, compelling, well-written document that outlines your exciting, unique research ideas that you and your students will pursue over the next half decade or so to advance knowledge in your discipline and earn you grants, papers, speaking invitations, tenure, promotion, and a national reputation. It must be a document that people at the department you hope to join will (a) read, and (b) be suitably excited about to invite you for an interview.
That much I knew when I was asked to write this article. More specifics I only really knew for my own institution, Hope College (a research intensive undergraduate liberal arts college with no graduate program), and even there you might get a dozen nuanced opinions among my dozen colleagues. So I polled a broad cross-section of my network, spanning chemical subdisciplines at institutions ranging from small, teaching-centered liberal arts colleges to our nation’s elite research programs, such as Scripps and MIT. The responses certainly varied, but they did center on a few main themes, or illustrate a trend across institution types. In this article I’ll share those commonalities, while also encouraging you to be unafraid to contact a search committee chair with a few specific questions, especially for the institutions you are particularly excited about and feel might be the best fit for you.
How Many Projects Should You Have?
While more senior advisors and members of search committees may have gotten their jobs with a single research project, conventional wisdom these days is that you need two to three distinct but related projects. How closely related to one another they should be is a matter of debate, but almost everyone I asked felt that there should be some unifying technique, problem or theme to them. However, the projects should be sufficiently disparate that a failure of one key idea, strategy, or technique will not hamstring your other projects.
For this reason, many applicants wisely choose to identify:
- One project that is a safe bet—doable, fundable, publishable, good but not earthshaking science.
- A second project that is pie-in-the-sky with high risks and rewards.
- A third project that fits somewhere in the middle.
Having more than three projects is probably unrealistic. But even the safest project must be worth doing, and even the riskiest must appear to have a reasonable chance of working.
How Closely Connected Should Your Research Be with Your Past?
Your proposed research must do more than extend what you have already done. In most subdisciplines, you must be sufficiently removed from your postdoctoral or graduate work that you will not be lambasted for clinging to an advisor’s apron strings. After all, if it is such a good idea in their immediate area of interest, why aren’t they pursuing it?!?
But you also must be able to make the case for why your training makes this a good problem for you to study—how you bring a unique skill set as well as unique ideas to this research. The five years you will have to do, fund, and publish the research before crafting your tenure package will go by too fast for you to break into something entirely outside your realm of expertise.
Biochemistry is a partial exception to this advice—in this subdiscipline it is quite common to bring a project with you from a postdoc (or more rarely your Ph.D.) to start your independent career. However, you should still articulate your original contribution to, and unique angle on the work. It is also wise to be sure your advisor tells that same story in his or her letter and articulates support of your pursuing this research in your career as a genuinely independent scientist (and not merely someone who could be perceived as his or her latest "flunky" of a collaborator.)
Should You Discuss Potential Collaborators?
Regarding collaboration, tread lightly as a young scientist seeking or starting an independent career. Being someone with whom others can collaborate in the future is great. Relying on collaborators for the success of your projects is unwise. Be cautious about proposing to continue collaborations you already have (especially with past advisors) and about starting new ones where you might not be perceived as the lead PI. Also beware of presuming you can help advance the research of someone already in a department. Are they still there? Are they still doing that research? Do they actually want that help—or will they feel like you are criticizing or condescending to them, trying to scoop them, or seeking to ride their coattails? Some places will view collaboration very favorably, but the safest route is to cautiously float such ideas during interviews while presenting research plans that are exciting and achievable on your own.
How Do You Show Your Fit?
Some faculty advise tailoring every application packet document to every institution to which you apply, while others suggest tweaking only the cover letter. Certainly the cover letter is the document most suited to introducing yourself and making the case for how you are the perfect fit for the advertised position at that institution. So save your greatest degree of tailoring for your cover letter. It is nice if you can tweak a few sentences of other documents to highlight your fit to a specific school, so long as it is not contrived.
Now, if you are applying to widely different types of institutions, a few different sets of documents will certainly be necessary. The research plan that you target in the middle to get you a job at both Harvard University and Hope College will not get you an interview at either! There are different realities of resources, scope, scale, and timeline. Not that my colleagues and I at Hope cannot tackle research that is just as exciting as Harvard’s. However, we need to have enough of a niche or a unique angle both to endure the longer timeframe necessitated by smaller groups of undergraduate researchers and to ensure that we still stand out. Furthermore, we generally need to be able to do it with more limited resources. If you do not demonstrate that understanding, you will be dismissed out of hand. But at many large Ph.D. programs, any consideration of "niche" can be inferred as a lack of confidence or ambition.
Also, be aware that department Web pages (especially those several pages deep in the site, or maintained by individual faculty) can be woefully out-of-date. If something you are planning to say is contingent on something you read on their Web site, find a way to confirm it!
While the research plan is not the place to articulate start-up needs, you should consider instrumentation and other resources that will be necessary to get started, and where you will go for funding or resources down the road. This will come up in interviews, and hopefully you will eventually need these details to negotiate a start-up package.
Who Is Your Audience?
Your research plan should show the big picture clearly and excite a broad audience of chemists across your sub-discipline. At many educational institutions, everyone in the department will read the proposal critically, at least if you make the short list to interview. Even at departments that leave it all to a committee of the subdiscipline, subdisciplines can be broad and might even still have an outside member on the committee. And the committee needs to justify their actions to the department at large, as well as to deans, provosts, and others. So having at least the introduction and executive summaries of your projects comprehensible and compelling to those outside your discipline is highly advantageous.
Good science, written well, makes a good research plan. As you craft and refine your research plan, keep the following strategies, as well as your audience in mind:
- Begin the document with an abstract or executive summary that engages a broad audience and shows synergies among your projects. This should be one page or less, and you should probably write it last. This page is something you could manageably consider tailoring to each institution.
- Provide sufficient details and references to convince the experts you know your stuff and actually have a plan for what your group will be doing in the lab. Give details of first and key experiments, and backup plans or fallback positions for their riskiest aspects.
- Hook your readers with your own ideas fairly early in the document, then strike a balance between your own new ideas and the necessary well referenced background, precedents, and justification throughout. Propose a reasonable tentative timeline, if you can do so in no more than a paragraph or two, which shows how you envision spacing out the experiments within and among your projects. This may fit well into your executive summary
- Show how you will involve students (whether undergraduates, graduate students, an eventual postdoc or two, possibly even high schoolers if the school has that sort of outreach, depending on the institutions to which you are applying) and divide the projects among students.
- Highlight how your work will contribute to the education of these students. While this is especially important at schools with greater teaching missions, it can help set you apart even at research intensive institutions. After all, we all have to demonstrate “broader impacts” to our funding agencies!
- Include where you will pursue funding, as well as publication, if you can smoothly work it in. This is especially true if there is doubt about how you plan to target or "market" your research. Otherwise, it is appropriate to hold off until the interview to discuss this strategy.
So, How Long Should Your Research Plan Be?
Learn more on the Blog
Here is where the answers diverged the most and without a unifying trend across institutions. Bottom line, you need space to make your case, but even more, you need people to read what you write.
A single page abstract or executive summary of all your projects together provides you an opportunity to make the case for unifying themes yet distinct projects. It may also provide space to articulate a timeline. Indeed, many readers will only read this single page in each application, at least until winnowing down to a more manageable list of potential candidates. At the most elite institutions, there may be literally hundreds of applicants, scores of them entirely well-suited to the job.
While three to five pages per proposal was a common response (single spaced, in 11-point Arial or 12-point Times with one inch margins), including references (which should be accurate, appropriate, and current!), some of my busiest colleagues have said they will not read more than about three pages total. Only a few actually indicated they would read up to 12-15 pages for three projects. In my opinion, ten pages total for your research plans should be a fairly firm upper limit unless you are specifically told otherwise by a search committee, and then only if you have two to three distinct proposals.
Why Start Now?
Hopefully, this question has answered itself already! Your research plan needs to be a well thought out document that is an integrated part of applications tailored to each institution to which you apply. It must represent mature ideas that you have had time to refine through multiple revisions and a great deal of critical review from everyone you can get to read them. Moreover, you may need a few different sets of these, especially if you will be applying to a broad range of institutions. So add “write research plans” to this week’s to do list (and every week’s for the next few months) and start writing up the ideas in that manila folder into some genuine research plans. See which ones survive the process and rise to the top and you should be well prepared when the job ads begin to appear in C&EN in August!
Jason G. Gillmore , Ph.D., is an Associate Professor of Chemistry at Hope College in Holland, MI. A native of New Jersey, he earned his B.S. (’96) and M.S. (’98) degrees in chemistry from Virginia Tech, and his Ph.D. (’03) in organic chemistry from the University of Rochester. After a short postdoctoral traineeship at Vanderbilt University, he joined the faculty at Hope in 2004. He has received the Dreyfus Start-up Award, Research Corporation Cottrell College Science Award, and NSF CAREER Award, and is currently on sabbatical as a Visiting Research Professor at Arizona State University. Professor Gillmore is the organizer of the Biennial Midwest Postdoc to PUI Professor (P3) Workshop co-sponsored by ACS, and a frequent panelist at the annual ACS Postdoc to Faculty (P2F) Workshops.
Other tips to help engage (or at least not turn off) your readers include:
- Avoid two-column formats.
- Avoid too-small fonts that hinder readability, especially as many will view the documents online rather than in print!
- Use good figures that are readable and broadly understandable!
- Use color as necessary but not gratuitously.
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IMAGES
COMMENTS
A research plan is a documented overview of your entire project, from the research you conduct to the results you expect to find at the end of the project. Within a research plan, you determine your goals, the steps to reach them and everything you need to gather your results.
A research work plan is an integrated, comprehensive, and well-coordinated written document which is generally used for the successful development plan of a specific research project, thesis work, PhD research work, and/or other outputs of in-depth analysis and discovery.
Create a research plan before starting any official research to maximize every effort in pursuing and collecting the research data. Crucially, the plan will model the activities needed at each phase of the research project.
To create a research plan, focus on these key aspects: Express how your research can challenge established theories in your field. Highlight how your work lays the groundwork for future research endeavors. Emphasize how your work can potentially address real-world problems.
Research Plan Overview and Your Approach. Your application's Research Plan has two sections: Specific Aims —a one-page statement of your objectives for the project. Research Strategy —a description of the rationale for your research and your experiments in 12 pages for an R01.
A research proposal describes what you will investigate, why it’s important, and how you will conduct your research. The format of a research proposal varies between fields, but most proposals will contain at least these elements: Title page. Introduction. Literature review. Research design. Reference list.
A research plan is a framework that shows how you intend to approach your topic. The plan can take many forms: a written outline, a narrative, a visual/concept map or timeline. It's a document that will change and develop as you conduct your research.
What questions are you seeking to answer? What problem are you trying to solve? Properly defining the project’s purpose ensures your research remains focused and avoids scope creep. Identify Research Objectives.
Students & Educators. Graduate. Writing the Research Plan for Your Academic Job Application. By Jason G. Gillmore, Ph.D., Associate Professor, Department of Chemistry, Hope College, Holland, MI.
Objective: create an international, multi-professional learning and working environment where research questions are generated and ideas are exchanged which lead participants as a team to create ...